0.15	0.35	0.50		0.15	0.35	0.50		0.15	0.35	0.50	0.20	0.50	0.30
Start	"Additional
Info"	Filing Date	Trade Date	Ticker	Company	Insider Name	# of Trades	"Average 1mo
Return"	Rank	Insider Title	Trade Type	Share Price	Shares Traded	Shares Owned	Own chg	Value Traded	1d ret	1w ret	1m ret	6m ret	1wk Max	1Wk Min	1Wk Avg	1 Wk Count	1mo max	1mo Min	1mo Avg	1mo Count	6mo Max	6mo Min	6mo Avg	1 Week Calc	1mo Calc	6mo Calc	Weighted Return	Rank
TRUE		3/31/17 16:09	3/31/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$60.40	200	554,574	0%	$12,080					15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	4/3/17 17:00	3/30/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$32.69	8800	15,200,471	0%	$287,712					13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE		3/31/17 11:06	3/30/17	PHX	Panhandle Oil & Gas Inc	Blanchard Paul Jr	4	11.00	62	CEO	P - Purchase	$19.50	14500	249,438	6%	$282,750	0				6.00	2.00	4.00	2.00	11.00	11.00	11.00	1.00	20.00	20.00	20.00	3.00	11.00	20.00	12.10	62
FALSE		3/29/17 18:07	3/29/17	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$42.84	20000	9,427,785	0%	$856,800	0				7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
TRUE	M	3/31/17 17:30	3/29/17	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$12.70	72301	1,523,061	5%	$918,513					9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
FALSE	M	3/29/17 17:53	3/27/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$31.87	6926	15,191,671	0%	$220,729	1				13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		3/29/17 12:29	3/27/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$102.47	3	7,687	0%	$335	-1				16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		3/29/17 12:32	3/27/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$102.47	1	4,739	0%	$94	-1				16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	M	3/28/17 17:53	3/24/17	PHX	Panhandle Oil & Gas Inc	Blanchard Paul Jr	4	11.00	62	CEO	P - Purchase	$17.75	5897	234,938	3%	$104,672	2				6.00	2.00	4.00	2.00	11.00	11.00	11.00	1.00	20.00	20.00	20.00	3.00	11.00	20.00	12.10	62
TRUE	D	3/27/17 16:28	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$39.90	41	8,103	1%	$1,650	1	3			3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE		3/27/17 16:53	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$39.90	83	299,976	0%	$3,300	1	3			3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	3/27/17 16:33	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$39.90	130	40,202	0%	$5,175	1	3			3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		3/27/17 16:37	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$39.90	161	335,115	0%	$6,425	1	3			3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		3/27/17 16:41	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$39.90	76	40,973	0%	$3,025	1	3			3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	3/27/17 16:43	3/24/17	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$39.90	83	14,216	1%	$3,300	1	3			3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		3/27/17 16:15	3/23/17	LJPC	La Jolla Pharmaceutical Co	Tang Kevin C	5	7.33	14	Dir, 10%	P - Purchase	$33.50	149254	3,440,419	5%	$5,000,009	-2	-14			9.00	-14.00	1.00	5.00	11.00	5.00	7.33	3.00	68.00	68.00	68.00	-3.65	7.07	68.00	23.20	14
FALSE	M	3/27/17 16:13	3/23/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$59.54	584	554,374	0%	$34,771	0	1			15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	3/24/17 19:30	3/22/17	SHLD	Sears Holdings Corp	Lampert Edward S	12	14.90	33	CEO, 10%	P - Purchase	$7.93	525936	52,378,812	1%	$4,172,092	11	40			40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE	M	3/24/17 17:08	3/22/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$30.54	11597	15,184,745	0%	$354,148	2	4			13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	M	3/24/17 14:19	3/22/17	PHX	Panhandle Oil & Gas Inc	Blanchard Paul Jr	4	11.00	62	CEO	P - Purchase	$17.75	83	229,041	0%	$1,473	-1	6			6.00	2.00	4.00	2.00	11.00	11.00	11.00	1.00	20.00	20.00	20.00	3.00	11.00	20.00	12.10	62
TRUE	M	3/24/17 16:57	3/22/17	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$12.67	26916	1,450,760	2%	$340,944	-3	3			9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
FALSE		3/23/17 11:24	3/22/17	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$13.05	59	17,357	0%	$770	3	2			6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
FALSE		3/24/17 18:03	3/21/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.98	28273	810,082	4%	$451,780	2	1			13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	3/22/17 20:09	3/20/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$61.15	901	553,790	0%	$55,100	0	1			15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		3/21/17 9:15	3/20/17	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$34.36	17	1,145	2%	$600	-1	-1			12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
TRUE	M	3/21/17 17:09	3/17/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$29.67	21773	15,173,148	0%	$645,938	1	6			13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	M	3/21/17 17:13	3/17/17	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$44.32	20000	9,428,485	0%	$886,370	-2	-1			7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
TRUE		3/20/17 15:51	3/17/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.36	6432	441,528	1%	$21,595	1	-5			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	D	3/20/17 16:33	3/17/17	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$39.35	2500	1,371,402	0%	$98,375	-6	-8			1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
TRUE		3/16/17 13:41	3/16/17	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, Pres, 10%	P - Purchase	$15.00	1000	1,482,298	0%	$15,000	2	-2			31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
FALSE		3/20/17 11:00	3/16/17	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, Pres, 10%	P - Purchase	$14.96	500	1,482,798	0%	$7,478	0	-2			31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
TRUE	D	3/20/17 16:13	3/16/17	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$21.05	150	164,626	0%	$3,158	2	1			6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	3/20/17 16:12	3/16/17	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$21.05	750	172,779	0%	$15,788	2	1			6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE		3/20/17 18:13	3/16/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$16.00	300	781,809	0%	$4,800	-1	2			13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		3/20/17 10:16	3/16/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$62.70	3	7,684	0%	$197	-1	-5			16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		3/17/17 13:46	3/16/17	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$47.65	181	166,059	0%	$8,624	0	-5			4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
FALSE	M	3/17/17 17:15	3/15/17	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$13.14	61312	1,423,844	4%	$805,597	5	-3			9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		3/21/17 16:09	3/15/17	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$47.19	47	33,858	0%	$2,200	1	-1			4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		3/21/17 16:32	3/15/17	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$47.19	59	348,187	0%	$2,800	1	-1			4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		3/21/17 16:27	3/15/17	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$47.19	45	16,900	0%	$2,100	1	-1			4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		3/21/17 16:38	3/15/17	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$47.19	74	206,272	0%	$3,500	1	-1			4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		3/16/17 16:31	3/14/17	VRX	Valeant Pharmaceuticals International, Inc.	Valueact Holdings, L.P.	7	15.67	57	See remarks	P - Purchase	$10.82	3000000	17,997,224	20%	$32,465,000	-2	-4			24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
TRUE	M	3/16/17 18:30	3/14/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$29.97	34722	15,151,375	0%	$1,040,456	0	2			13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		3/15/17 17:18	3/14/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.40	722	435,096	0%	$2,453	2	-6			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	M	3/17/17 18:20	3/14/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$62.08	478	552,889	0%	$29,676	-1	-4			15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		3/13/17 9:54	3/13/17	CRBP	Corbus Pharmaceuticals Holdings, Inc.	Moran Sean F.	4	53.00	5	CFO	P - Purchase	$9.60	2000	333,610	1%	$19,200	0	1			31.00	1.00	12.50	4.00	76.00	16.00	53.00	3.00	138.00	87.00	112.50	7.20	43.50	107.40	55.41	5
FALSE		3/14/17 9:15	3/13/17	LCUT	Lifetime Brands, Inc	Mill Road Capital Ii, L.P.	5	11.00	15	10%	P - Purchase	$18.04	163335	1,628,203	11%	$2,946,663	7	5			10.00	2.00	4.60	5.00	17.00	8.00	11.00	4.00	60.00	53.00	56.67	3.75	10.85	55.88	22.94	15
TRUE		3/15/17 10:05	3/13/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$105.01	3	7,681	0%	$335	1	-5			16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		3/14/17 14:37	3/13/17	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$14.55	1000	306,727	0%	$14,550	2	2			6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
TRUE		3/15/17 10:08	3/13/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$105.01	1	4,738	0%	$94	1	-5			16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
FALSE		3/15/17 14:07	3/13/17	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$46.53	380	165,878	0%	$17,681	1	-4			4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
TRUE		3/15/17 13:52	3/13/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	2500	3,867,170	0%	$16,242	0	-3			9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		3/14/17 18:00	3/10/17	SHOS	Sears Hometown & Outlet Stores, Inc.	Lampert Edward S	12	14.90	33	10%	P - Purchase	$3.10	15115	13,026,080	0%	$46,841	1	10			40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE	M	3/13/17 16:55	3/10/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.39	3766	434,374	1%	$12,783	1	-3			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		3/10/17 13:55	3/9/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.38	26579	3,914,513	1%	$36,676					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE	M	3/13/17 17:42	3/9/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$30.61	23183	15,116,653	0%	$709,738	-4	-2			13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE	M	3/13/17 17:23	3/9/17	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$45.55	53200	9,408,485	1%	$2,423,068	0	0			7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
FALSE	M	3/13/17 12:03	3/9/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.47	3713	3,864,670	0%	$24,031	1	2			9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		3/9/17 17:21	3/8/17	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$31.92	108	330,284	0%	$3,447	2	4			21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		3/9/17 17:19	3/8/17	TEX	Terex Corp	Ellis George	7	9.67	22	Senior VP Operations/Planning	P - Purchase	$31.92	22	142,595	0%	$702	2	4			21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		3/9/17 17:15	3/8/17	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$31.92	11	165,296	0%	$351	2	4			21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		3/9/17 17:16	3/8/17	TEX	Terex Corp	Bradley Kevin	7	9.67	22	Former SVP & CFO	P - Purchase	$31.92	54	176,327	0%	$1,724	2	4			21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		3/9/17 17:20	3/8/17	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Former President, Terex Cranes	P - Purchase	$31.92	81	84,323	0%	$2,586	2	4			21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE	M	3/10/17 16:26	3/8/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$63.10	1100	552,411	0%	$69,410	0	0			15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	3/9/17 17:56	3/7/17	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$13.80	44108	1,362,532	3%	$608,604	1	-4			9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
FALSE		3/9/17 16:48	3/7/17	GNE	Genie Energy Ltd.	Jonas Howard S	36	6.97	28	COB, CEO, 10%	P - Purchase	$5.37	4560	9,571,180	0%	$24,497	3	0			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	3/9/17 16:46	3/7/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.37	5892	430,608	1%	$19,871	3	3			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	M	3/9/17 10:53	3/7/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.49	4700	3,860,957	0%	$30,520	-1	5			9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		3/8/17 17:00	3/6/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.31	27000	3,887,934	1%	$35,370					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	3/8/17 17:46	3/6/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$31.46	11572	15,093,470	0%	$364,057	2	-5			13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE		3/6/17 13:05	3/6/17	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	0.1	P - Purchase	$6.65	5696	9,369,874	0%	$37,878	-13	-17			27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
FALSE	M	3/6/17 16:25	3/3/17	GNE	Genie Energy Ltd.	Jonas Howard S	36	6.97	28	COB, CEO, 10%	P - Purchase	$5.37	11733	9,566,620	0%	$63,000	2	16			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	3/6/17 16:27	3/3/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.39	3771	424,716	1%	$12,796	-1	0			20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	D	3/6/17 13:11	3/3/17	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$23.93	167	350,573	0%	$3,997	0	-5			10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
TRUE		3/6/17 13:45	3/3/17	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$23.64	63	3,504	2%	$1,489	1	-2			20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
FALSE		3/6/17 16:01	3/2/17	LJPC	La Jolla Pharmaceutical Co	Tang Kevin C	5	7.33	14	Dir, 10%	P - Purchase	$34.64	100000	3,291,165	3%	$3,463,840	-2	9			9.00	-14.00	1.00	5.00	11.00	5.00	7.33	3.00	68.00	68.00	68.00	-3.65	7.07	68.00	23.20	14
TRUE		3/3/17 16:26	3/1/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$1.25	25000	3,849,934	1%	$31,250					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE	M	3/3/17 18:11	3/1/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$30.84	4806	15,081,898	0%	$148,214	0	0	7		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		3/3/17 11:42	3/1/17	UMBF	Umb Financial Corp	Graves Greg M	4	7.50	63	Dir	P - Purchase	$80.52	38	18,130	0%	$3,073	0	-3	-4		8.00	-3.00	1.00	4.00	28.00	-4.00	7.50	4.00	29.00	29.00	29.00	0.05	6.55	29.00	11.99	63
FALSE	M	3/2/17 16:38	3/1/17	GNE	Genie Energy Ltd.	Jonas Howard S	36	6.97	28	COB, CEO, 10%	P - Purchase	$5.39	4900	9,554,887	0%	$26,421	1	11	32		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		3/6/17 15:40	3/1/17	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$14.23	14	82,666	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		3/6/17 15:40	3/1/17	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$14.23	234	56,392	0%	$3,330	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/6/17 15:44	3/1/17	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$14.23	117	17,298	1%	$1,665	1	-3			6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
FALSE		3/6/17 15:43	3/1/17	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$14.23	14	17,732	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/6/17 15:42	3/1/17	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$14.23	18	34,892	0%	$256	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		3/6/17 15:42	3/1/17	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$14.23	42	9,939	0%	$598	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/6/17 15:37	3/1/17	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$14.23	14	54,775	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		3/6/17 15:43	3/1/17	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$14.23	14	20,257	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/6/17 15:38	3/1/17	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$14.23	35	97,387	0%	$498	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		3/6/17 15:38	3/1/17	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$14.23	14	30,632	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/6/17 15:41	3/1/17	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$14.23	14	13,328	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		3/6/17 15:39	3/1/17	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$14.23	14	13,377	0%	$199	1	-3			6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		3/3/17 12:01	3/1/17	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$41.08	12	33,493	0%	$500	1	1	-1		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		3/3/17 12:01	3/1/17	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$41.08	41	35,674	0%	$1,667	1	1	-1		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		3/2/17 16:20	3/1/17	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$18.67	16	8,433	0%	$300	-2	-5	8		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
FALSE	A	3/2/17 16:36	3/1/17	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$18.67	16	8,433	0%	$300	-2	-5	8		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
TRUE		3/1/17 12:05	3/1/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$108.63	1	4,737	0%	$94	2	1	-5		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		3/2/17 14:39	3/1/17	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$18.67	125	34,558	0%	$2,333	8	3	15		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE	D	3/2/17 12:06	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$45.40	36	8,062	0%	$1,650	-3	-5	-9		3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE		3/2/17 16:03	3/1/17	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$18.67	54	27,355	0%	$1,000	-2	-5	8		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE		3/2/17 12:03	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$45.40	40	40,897	0%	$1,800	-3	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		3/2/17 12:00	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$45.40	90	299,893	0%	$4,100	-3	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	3/2/17 12:02	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$45.40	90	40,072	0%	$4,100	-3	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		3/2/17 12:05	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$45.40	108	334,954	0%	$4,900	-3	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	3/2/17 12:01	3/1/17	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$45.40	79	14,134	1%	$3,600	-3	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		3/2/17 16:35	3/1/17	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$10.49	155	46,729	0%	$1,626	0	0	-3		2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
TRUE		3/1/17 10:12	2/28/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.46	2500	3,856,257	0%	$16,150	5	2	12		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		2/27/17 17:12	2/27/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.36	1990	420,945	0%	$6,677	-2	-3	-12		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	DM	3/1/17 10:45	2/27/17	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$41.91	6000	1,368,882	0%	$251,450	1	-1	-15		1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
FALSE		2/27/17 16:30	2/24/17	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$3.86	2591	15,812	20%	$10,001	8	-1	31		14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
FALSE		2/23/17 11:44	2/23/17	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, Pres, 10%	P - Purchase	$16.38	2000	1,481,298	0%	$32,750	1	-1	-10		31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
TRUE		2/27/17 17:10	2/23/17	CYCC	Cyclacel Pharmaceuticals, Inc.	Tang Kevin C	5	7.33	14	10%	P - Purchase	$4.34	134200	559,900	32%	$582,079	-1	2	6		9.00	-14.00	1.00	5.00	11.00	5.00	7.33	3.00	68.00	68.00	68.00	-3.65	7.07	68.00	23.20	14
TRUE	DM	2/27/17 11:55	2/23/17	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$41.97	12550	1,362,902	1%	$526,755	1	-1	-16		1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
FALSE		2/23/17 17:02	2/22/17	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$28.58	1000	61,994	2%	$28,580	-1	-1	-4		4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
TRUE		3/7/17 17:10	2/22/17	FCCO	First Community Corp /sc/	Fann George H Jr	4	3.00	40	Dir	P - Purchase	$0.00	245	79,757	0%	$0	1	3			5.00	1.00	3.00	4.00	8.00	0.00	3.00	3.00	51.00	51.00	51.00	2.45	2.70	51.00	17.14	40
TRUE		2/22/17 15:11	2/21/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$62.55	9	7,678	0%	$567	0	1	-4		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		2/22/17 15:21	2/21/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$62.55	0	4,736	0%	$0	0	1	-4		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		2/23/17 11:39	2/21/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	1624	3,853,757	0%	$10,555	1	1	1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		2/22/17 13:57	2/21/17	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$34.73	17	1,128	2%	$600	2	3	-2		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE	DM	2/22/17 18:45	2/21/17	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$41.94	14590	1,350,352	1%	$611,926	1	-1	-15		1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
TRUE		2/21/17 11:34	2/17/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.44	2500	3,852,133	0%	$16,103	1	2	1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		2/17/17 15:41	2/16/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$62.60	3	7,669	0%	$197	1	2	-1		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		2/17/17 16:30	2/15/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.23	23000	3,824,934	1%	$28,189					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		2/17/17 16:14	2/15/17	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$16.55	892	1,944,030	0%	$14,763	-1	-4	-7		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		2/22/17 15:52	2/15/17	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$49.05	43	165,459	0%	$2,109	0	-4	-8		4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
FALSE		2/22/17 15:17	2/15/17	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$49.05	43	205,408	0%	$2,109	0	-4	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		2/22/17 15:32	2/15/17	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$49.05	61	33,692	0%	$2,992	0	-4	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		2/22/17 15:47	2/15/17	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$49.05	43	16,793	0%	$2,109	0	-4	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		2/22/17 15:39	2/15/17	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$49.05	43	348,128	0%	$2,109	0	-4	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE	M	2/17/17 10:25	2/15/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.42	3500	3,849,633	0%	$22,460	1	5	4		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	D	2/16/17 11:31	2/15/17	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$41.82	5628	1,335,762	0%	$235,363	0	1	-7		1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
TRUE		2/15/17 8:45	2/14/17	ALDX	Aldeyra Therapeutics, Inc.	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$4.50	893025	2,589,451	53%	$4,018,613	8	11	14		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE	M	2/16/17 16:52	2/14/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.40	1700	418,955	0%	$5,780	3	0	-6		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		2/15/17 16:05	2/13/17	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$16.55	2460	1,943,138	0%	$40,713	1	-3	-6		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		2/15/17 16:54	2/13/17	DVMT	Dell Technologies Inc	Dell Michael S	4	6.25	61	CEO	P - Purchase	$28.84	24807	326,734	8%	$715,434	0	-1	-2		7.00	-1.00	2.25	4.00	14.00	-2.00	6.25	4.00	34.00	34.00	34.00	1.38	4.53	34.00	12.74	61
TRUE		2/15/17 9:59	2/13/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$104.98	5	4,736	0%	$491	1	1	0		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	M	2/15/17 17:59	2/13/17	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$8.20	500000	6,831,204	8%	$4,100,000	1	2	2		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE	M	2/15/17 12:10	2/13/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.40	4800	3,846,133	0%	$30,725	1	5	6		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		2/15/17 13:06	2/13/17	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	Dir, 10%	P - Purchase	$8.00	505000	1,540,501	49%	$4,040,000	7	7	8		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE	M	2/14/17 8:45	2/10/17	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$15.30	94016	4,228,563	2%	$1,438,706	-1	21	22		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE	AM	3/14/17 16:30	2/10/17	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$15.30	94016	4,229,563	2%	$1,438,706	0	8			21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE		2/13/17 17:46	2/10/17	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$15.40	1000	305,727	0%	$15,400	2	3	-4		6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
TRUE	M	2/13/17 9:42	2/9/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.30	3217	3,841,333	0%	$20,258	0	2	6		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	2/10/17 8:45	2/8/17	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$13.72	145823	4,134,547	4%	$2,001,247	4	9	34		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE		2/10/17 16:31	2/8/17	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$16.43	4418	1,940,678	0%	$72,580	-1	0	-10		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		2/8/17 16:19	2/7/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.39	1761	417,255	0%	$5,975	-1	-1	-4		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	2/9/17 10:01	2/7/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.42	4375	3,838,116	0%	$28,086	0	1	2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		2/9/17 11:01	2/7/17	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$28.50	1000	121,488	1%	$28,500	1	4	3		4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
TRUE		2/7/17 14:23	2/6/17	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$36.20	1400	18,092	8%	$50,680	-1	1	3		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
FALSE	M	2/8/17 16:05	2/6/17	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$16.40	12340	1,936,260	1%	$202,378	2	2	-3		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		2/6/17 16:57	2/6/17	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	10%	P - Purchase	$6.65	5672	9,364,178	0%	$37,719	3	27	1		27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
FALSE		2/7/17 9:47	2/6/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	48	3,833,741	0%	$312	-1	-2	-1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		2/7/17 16:44	2/3/17	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Former President, Terex Cranes	P - Purchase	$32.57	53	82,987	0%	$1,726	0	4	0		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		2/7/17 16:47	2/3/17	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$32.57	71	312,311	0%	$2,312	0	4	0		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		2/7/17 16:44	2/3/17	TEX	Terex Corp	Ellis George	7	9.67	22	Senior VP Operations/Planning	P - Purchase	$32.57	14	133,211	0%	$456	0	4	0		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		2/7/17 16:45	2/3/17	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$32.57	35	186,755	0%	$1,140	0	4	0		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		2/7/17 16:46	2/3/17	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$32.57	7	144,128	0%	$228	0	4	0		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE	M	2/7/17 12:27	2/3/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.37	10607	415,494	3%	$35,716	2	1	2		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	D	2/6/17 9:30	2/3/17	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$23.34	171	345,747	0%	$3,999	1	1	-2		10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
FALSE		2/6/17 14:24	2/3/17	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$24.11	41	3,419	1%	$989	-1	-2	-2		20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
FALSE		2/3/17 12:23	2/1/17	UMBF	Umb Financial Corp	Graves Greg M	4	7.50	63	Dir	P - Purchase	$77.16	162	18,105	1%	$12,500	3	2	3		8.00	-3.00	1.00	4.00	28.00	-4.00	7.50	4.00	29.00	29.00	29.00	0.05	6.55	29.00	11.99	63
TRUE		2/2/17 16:38	2/1/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$59.55	903	551,311	0%	$53,774	1	2	7		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		2/6/17 11:35	2/1/17	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$12.83	39	91,262	0%	$500	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		2/6/17 11:35	2/1/17	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$12.83	16	12,032	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/6/17 11:39	2/1/17	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$12.83	130	17,181	1%	$1,668	0	4	7		6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
TRUE		2/6/17 11:38	2/1/17	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$12.83	16	18,932	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/6/17 11:37	2/1/17	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$12.83	19	34,874	0%	$244	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		2/6/17 11:36	2/1/17	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$12.83	16	12,175	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/6/17 11:28	2/1/17	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$12.83	16	51,568	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		2/6/17 11:36	2/1/17	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$12.83	260	56,158	0%	$3,336	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/6/17 11:34	2/1/17	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$12.83	31	28,520	0%	$398	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		2/6/17 11:37	2/1/17	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$12.83	47	9,897	0%	$603	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/6/17 11:38	2/1/17	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$12.83	16	16,373	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		2/6/17 11:36	2/1/17	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$12.83	16	82,652	0%	$205	0	4	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		2/2/17 16:54	2/1/17	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$38.33	13	33,426	0%	$500	4	2	4		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		2/2/17 16:42	2/1/17	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$26.99	11	5,612	0%	$300	1	1	10		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
FALSE		2/2/17 17:05	2/1/17	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$26.99	86	22,956	0%	$2,333	1	1	10		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
FALSE		2/2/17 14:02	2/1/17	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$26.99	37	18,201	0%	$1,000	0	2	10		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
TRUE		2/3/17 11:18	2/1/17	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$9.75	1200	46,574	3%	$11,700	1	-2	1		2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
TRUE	D	2/1/17 16:22	1/31/17	ANAB	Anaptysbio Inc	Novo A/s	4	29.25	56	0.1	P - Purchase	$15.00	50000	3,033,504	2%	$750,000	2	11	36		39.00	0.00	13.00	4.00	67.00	1.00	29.25	4.00	0.00	0.00	0.00	7.10	25.03	0.00	13.93	56
TRUE	M	2/2/17 16:41	1/31/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.32	18686	404,887	5%	$62,072	3	7	6		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	M	2/2/17 16:54	1/31/17	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$16.23	6880	35,633	24%	$111,664	4	2	4		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		2/1/17 10:34	1/31/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	200	3,833,693	0%	$1,300	-1	-2	2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		2/1/17 16:30	1/30/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$1.29	23000	3,776,552	1%	$29,769					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE	M	2/1/17 18:05	1/30/17	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$40.63	75200	9,385,885	1%	$3,055,376	3	2	12		7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
TRUE	M	1/31/17 19:10	1/30/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$59.83	151	550,408	0%	$9,035	-2	1	7		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		2/1/17 15:06	1/30/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$101.52	6	4,731	0%	$596	-2	2	6		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	M	1/30/17 17:20	1/27/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.30	23037	386,201	6%	$75,933	3	4	8		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		1/27/17 16:24	1/27/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$60.05	101	550,257	0%	$6,065	0	0	7		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/30/17 17:02	1/26/17	ADS	Alliance Data Systems Corp	Valueact Holdings, L.P.	7	15.67	57	See remarks, 10%	P - Purchase	$218.56	57400	5,877,400	1%	$12,545,270	0	0	7		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
FALSE	D	1/27/17 8:54	1/26/17	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$20.70	250	172,029	0%	$5,175	1	6	6		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	D	1/27/17 8:54	1/26/17	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$20.70	1500	164,476	1%	$31,050	1	6	6		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	M	1/27/17 16:30	1/25/17	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$1.19	30600	3,753,012	1%	$36,431					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		1/27/17 16:18	1/25/17	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$3.52	2841	13,221	27%	$10,000	-6	-7	34		14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
TRUE	M	1/26/17 16:25	1/24/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.29	26733	363,164	8%	$87,946	-1	-2	5		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		1/26/17 10:10	1/24/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	1200	3,833,493	0%	$7,800	-3	-3	1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	1/25/17 17:42	1/23/17	ADS	Alliance Data Systems Corp	Valueact Holdings, L.P.	7	15.67	57	See remarks, 10%	P - Purchase	$228.35	210100	5,820,000	4%	$47,975,852	-2	0	7		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
FALSE		1/25/17 11:35	1/23/17	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$34.93	1130	16,692	7%	$39,471	0	0	3		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
FALSE		1/24/17 17:38	1/23/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$59.58	400	550,156	0%	$23,830	1	-2	2		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	1/23/17 16:29	1/20/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.25	15849	336,431	5%	$51,552	2	2	11		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	D	1/23/17 14:40	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$44.70	17	8,026	0%	$750	-1	2	2		3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
TRUE	M	1/24/17 10:15	1/20/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.48	1975	3,832,293	0%	$12,804	2	0	2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	D	1/23/17 14:44	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$44.70	74	39,982	0%	$3,300	-1	2	2		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		1/23/17 14:47	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$44.70	92	299,803	0%	$4,100	-1	2	2		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		1/23/17 14:43	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$44.70	49	40,857	0%	$2,200	-1	2	2		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	1/23/17 14:45	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$44.70	98	14,054	1%	$4,400	-1	2	2		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		1/23/17 14:41	1/20/17	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$44.70	92	334,846	0%	$4,100	-1	2	2		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		1/23/17 12:09	1/20/17	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$36.37	16	556	3%	$600	-2	0	-5		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE	A	1/26/17 16:20	1/20/17	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$36.37	16	1,110	2%	$600	-2	-8	-3		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
TRUE	D	1/20/17 17:53	1/19/17	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$20.20	250	171,779	0%	$5,050	-1	3	11		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	1/20/17 17:53	1/19/17	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$20.20	1500	162,976	1%	$30,300	-1	3	11		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE		1/20/17 17:40	1/19/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$16.00	100	781,509	0%	$1,600	5	9	15		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		1/23/17 16:03	1/19/17	HRTX	Heron Therapeutics, Inc. /de/	Tang Kevin C	5	7.33	14	Dir, 10%	P - Purchase	$12.20	2459016	8,354,195	42%	$29,999,995	3	-1	11		9.00	-14.00	1.00	5.00	11.00	5.00	7.33	3.00	68.00	68.00	68.00	-3.65	7.07	68.00	23.20	14
TRUE	M	1/20/17 16:38	1/19/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$59.76	147	549,756	0%	$8,785	1	2	5		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		1/23/17 17:24	1/19/17	DVMT	Dell Technologies Inc	Dell Michael S	4	6.25	61	CEO	P - Purchase	$28.84	14807	301,927	5%	$427,034	3	7	12		7.00	-1.00	2.25	4.00	14.00	-2.00	6.25	4.00	34.00	34.00	34.00	1.38	4.53	34.00	12.74	61
TRUE	M	1/19/17 17:04	1/18/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.21	14206	320,582	5%	$45,654	2	5	11		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	1/20/17 10:27	1/18/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.45	5000	3,830,318	0%	$32,251	5	6	5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	1/18/17 16:46	1/17/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$59.79	520	549,609	0%	$31,092	0	2	5		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	1/19/17 11:02	1/17/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$93.53	22	7,666	0%	$2,031	0	3	4		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		1/17/17 17:48	1/17/17	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$15.25	1000	303,416	0%	$15,250	1	1	4		6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
FALSE		1/19/17 10:59	1/17/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$99.05	46	4,725	1%	$4,596	0	3	4		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		1/17/17 9:13	1/17/17	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$38.59	5	1,094	0%	$184	1	0	-5		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE		1/20/17 11:13	1/15/17	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$49.96	42	348,085	0%	$2,100	2	2	3		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		1/20/17 14:26	1/15/17	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$49.96	28	165,416	0%	$1,400	2	2	3		4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
FALSE		1/20/17 10:51	1/15/17	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$49.96	56	205,365	0%	$2,800	2	2	3		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		1/20/17 10:47	1/15/17	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$49.96	30	33,631	0%	$1,500	2	2	3		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		1/20/17 14:42	1/15/17	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$49.96	42	16,750	0%	$2,100	2	2	3		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE	M	1/18/17 17:44	1/13/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.99	65973	781,409	9%	$1,054,790	2	13	16		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		1/17/17 11:57	1/13/17	LAWS	Lawson Products Inc/new/de/	King Luther Capital Management Corp	5	7.40	17	10%	P - Purchase	$23.05	232616	2,210,704	12%	$5,361,589	-4	-5	16		6.00	-5.00	1.60	5.00	16.00	0.00	7.40	5.00	67.00	58.00	63.00	-0.20	6.10	61.85	21.57	17
FALSE	M	1/18/17 13:43	1/13/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.22	15818	306,376	5%	$50,979	-1	2	8		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		1/13/17 17:14	1/13/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$60.25	1000	549,089	0%	$60,250	-3	-1	4		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/18/17 10:25	1/13/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	251	3,825,318	0%	$1,632	-2	2	-2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	D	1/17/17 8:37	1/12/17	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$20.15	1500	161,476	1%	$30,225	-1	0	9		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	1/17/17 8:37	1/12/17	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$20.15	250	171,529	0%	$5,038	-1	0	9		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE		1/13/17 12:25	1/12/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.47	2500	3,825,067	0%	$16,165	5	1	-2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	1/13/17 17:43	1/11/17	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$39.92	140600	9,311,385	2%	$5,612,794	8	6	12		7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
FALSE	M	1/12/17 19:06	1/11/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$59.81	1000	548,089	0%	$59,806	1	0	4		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/10/17 12:28	1/10/17	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, Pres, 10%	P - Purchase	$18.15	500	1,479,298	0%	$9,075	-4	0	7		31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
FALSE	M	1/12/17 16:53	1/10/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.18	19702	290,558	7%	$62,628	1	-1	12		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	1/11/17 17:18	1/9/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$16.00	2024	715,436	0%	$32,384	-1	-2	16		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	1/10/17 18:21	1/9/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$60.34	601	547,089	0%	$36,265	0	-3	2		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/10/17 17:34	1/9/17	DVMT	Dell Technologies Inc	Dell Michael S	4	6.25	61	CEO	P - Purchase	$27.50	254545	287,120	781%	$7,000,000	1	2	14		7.00	-1.00	2.25	4.00	14.00	-2.00	6.25	4.00	34.00	34.00	34.00	1.38	4.53	34.00	12.74	61
TRUE	M	1/11/17 11:30	1/9/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.46	3438	3,822,567	0%	$22,203	0	-4	-5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		1/6/17 15:15	1/6/17	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, Pres, 10%	P - Purchase	$18.60	13795	1,478,798	1%	$256,624	-13	-10	2		31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
TRUE		1/10/17 12:48	1/6/17	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$32.01	36	191,580	0%	$1,152	2	1	-1		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		1/10/17 12:51	1/6/17	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$32.01	72	313,124	0%	$2,305	2	1	-1		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		1/10/17 12:52	1/6/17	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Former President, Terex Cranes	P - Purchase	$32.01	54	82,934	0%	$1,729	2	1	-1		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		1/10/17 12:44	1/6/17	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$32.01	7	144,121	0%	$224	2	1	-1		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		1/10/17 12:50	1/6/17	TEX	Terex Corp	Ellis George	7	9.67	22	Senior VP Operations/Planning	P - Purchase	$32.01	14	133,197	0%	$448	2	1	-1		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE	M	1/9/17 17:24	1/6/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.21	12706	270,856	5%	$40,844	1	3	11		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	AD	3/28/17 10:16	1/6/17	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$23.76	168	349,766	0%	$3,998	2				10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
TRUE		1/9/17 12:23	1/6/17	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$25.78	232	3,378	7%	$5,981	0	-1	-5		20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
FALSE		1/10/17 18:25	1/6/17	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$47.05	16	334,699	0%	$730	0	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		1/10/17 18:29	1/6/17	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$47.05	16	370,982	0%	$730	0	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	1/10/17 18:28	1/6/17	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$47.05	16	13,901	0%	$730	0	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		1/10/17 18:26	1/6/17	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$47.05	16	40,753	0%	$730	0	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	1/10/17 18:30	1/6/17	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$47.05	16	39,852	0%	$730	0	-5	-9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	1/5/17 17:06	1/5/17	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$19.41	250	171,279	0%	$4,853	2	2	14		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	1/5/17 17:06	1/5/17	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$19.45	1500	159,976	1%	$29,178	2	2	14		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	M	1/6/17 16:19	1/5/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$60.72	806	546,488	0%	$48,942	0	-1	1		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/6/17 11:10	1/5/17	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	0.1	P - Purchase	$6.65	5648	9,358,506	0%	$37,559	2	6	28		27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
FALSE	M	1/10/17 17:37	1/5/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.44	3336	3,819,129	0%	$21,479	0	-2	-5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		1/6/17 17:00	1/4/17	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$29.70	3800	15,077,092	0%	$112,870	2	5	9		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	M	1/5/17 17:09	1/4/17	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.20	12582	258,150	5%	$40,268	-2	-3	4		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		1/5/17 9:55	1/4/17	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$3.00	1780	2,289,035	0%	$5,338	1	5	14		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
FALSE		1/5/17 17:30	1/3/17	INFI	Infinity Pharmaceuticals, Inc.	Bvf Partners L P/il	4	43.00	35	0.1	P - Purchase	$1.34	4379	3,037,706	0%	$5,867	1	0	60		13.00	0.00	7.00	4.00	60.00	15.00	43.00	4.00	0.00	0.00	0.00	4.10	35.75	0.00	18.70	35
TRUE		1/4/17 9:12	1/3/17	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.98	11754	711,607	2%	$187,777	3	0	15		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		1/4/17 16:23	1/3/17	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$59.85	200	545,682	0%	$11,970	-1	-2	-1		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/5/17 11:32	1/3/17	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$100.31	1	7,644	0%	$75	-1	-2	-1		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		1/6/17 8:37	1/3/17	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$14.61	14	61,518	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 9:01	1/3/17	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$14.61	41	4,850	1%	$599	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		1/6/17 8:59	1/3/17	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$14.61	17	34,853	0%	$248	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 9:08	1/3/17	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$14.61	114	17,051	1%	$1,666	-1	-1	-6		6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
FALSE		1/6/17 8:58	1/3/17	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$14.61	14	15,756	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 8:55	1/3/17	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$14.61	228	55,898	0%	$3,331	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		1/6/17 8:51	1/3/17	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$14.61	14	16,013	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 9:06	1/3/17	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$14.61	14	23,510	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		1/6/17 8:53	1/3/17	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$14.61	14	82,637	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 8:49	1/3/17	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$14.61	34	115,722	0%	$497	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		1/6/17 8:44	1/3/17	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$14.61	27	35,193	0%	$394	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/6/17 9:03	1/3/17	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$14.61	14	21,035	0%	$205	-1	-1	-6		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		1/4/17 16:45	1/3/17	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$37.72	44	28,753	0%	$1,667	-2	-2	2		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE	D	1/4/17 12:28	1/3/17	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$24.90	12	5,556	0%	$300	0	2	10		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
TRUE	AD	1/4/17 16:14	1/3/17	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$24.90	12	5,556	0%	$300	0	2	9		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
FALSE		1/5/17 11:29	1/3/17	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$100.31	1	4,679	0%	$94	-1	-2	-1		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		1/4/17 15:08	1/3/17	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$24.90	67	22,747	0%	$1,666	0	2	10		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE		1/4/17 11:32	1/3/17	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$24.90	40	18,019	0%	$1,000	0	2	10		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE	M	1/5/17 13:28	1/3/17	TIPT	Tiptree Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.31	4212	3,815,793	0%	$26,570	-2	2	2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	A	1/4/17 14:51	12/30/16	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$14.66	71063	3,989,724	2%	$1,041,641	7	5	-9		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE		1/4/17 14:26	12/30/16	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$14.66	94750	4,013,411	2%	$1,388,846	7	5	-9		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE		1/4/17 14:25	12/30/16	FOLD	Amicus Therapeutics Inc	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$4.96	94750	16,293,847	1%	$470,055	10	11	10		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE		12/30/16 18:01	12/30/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.92	22097	699,853	3%	$351,725	1	3	10		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		1/4/17 16:46	12/30/16	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$37.72	13	33,413	0%	$500	-2	-2	2		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE	M	1/3/17 6:11	12/29/16	CDZI	Cadiz Inc	Water Asset Management LLC	5	19.60	65	10%	P - Purchase	$12.49	35000	2,957,660	1%	$437,100	-2	-3	13		13.00	-3.00	6.80	5.00	33.00	8.00	19.60	5.00	0.00	0.00	0.00	3.10	17.55	0.00	9.40	65
FALSE	M	1/3/17 16:30	12/29/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.18	40030	3,722,412	1%	$47,384					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	1/3/17 17:58	12/29/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$29.14	13400	15,073,292	0%	$390,537	3	13	20		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	D	1/3/17 17:06	12/29/16	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$18.71	1500	158,476	1%	$28,073	1	3	16		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	D	1/3/17 17:06	12/29/16	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$18.68	250	171,029	0%	$4,670	1	3	16		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE		12/30/16 8:46	12/29/16	VSAR	Versartis, Inc.	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$14.37	47375	3,918,661	1%	$680,589	3	12	-1		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE		12/30/16 17:59	12/29/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.98	6700	677,756	1%	$107,095	1	3	10		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	1/3/17 15:51	12/29/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.07	16076	245,568	7%	$49,274	-3	-1	3		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	M	1/3/17 10:34	12/29/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.19	4900	3,811,581	0%	$30,333	2	2	6		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		12/30/16 16:44	12/29/16	RWC	Relm Wireless Corp	Fundamental Global Investors, LLC	13	0.77	12	Dir, 10%	P - Purchase	$4.71	106383	3,475,231	3%	$501,064	2	5	4		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE	M	12/30/16 17:37	12/28/16	INFI	Infinity Pharmaceuticals, Inc.	Bvf Partners L P/il	4	43.00	35	0.1	P - Purchase	$1.34	742401	2,335,849	47%	$991,565	2	8	52		13.00	0.00	7.00	4.00	60.00	15.00	43.00	4.00	0.00	0.00	0.00	4.10	35.75	0.00	18.70	35
FALSE	M	12/30/16 8:45	12/28/16	FOLD	Amicus Therapeutics Inc	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$4.87	142125	16,293,847	1%	$692,623	2	18	12		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE		12/30/16 17:54	12/28/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.92	17564	671,056	3%	$279,593	1	3	10		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	12/30/16 16:31	12/28/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$60.63	1100	545,482	0%	$66,690	-1	1	1		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	1/3/17 9:33	12/28/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.96	3857	2,287,255	0%	$11,409	1	4	14		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE	M	12/29/16 16:00	12/27/16	CDZI	Cadiz Inc	Water Asset Management LLC	5	19.60	65	0.1	P - Purchase	$11.98	72200	2,922,660	3%	$865,304	2	2	17		13.00	-3.00	6.80	5.00	33.00	8.00	19.60	5.00	0.00	0.00	0.00	3.10	17.55	0.00	9.40	65
FALSE	M	12/29/16 16:30	12/27/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$1.02	44900	3,682,382	1%	$45,998					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		12/29/16 8:41	12/27/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.88	50000	653,492	8%	$794,245	0	1	12		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE	M	12/29/16 16:44	12/27/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.36	3200	3,806,681	0%	$20,340	-1	2	5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	12/28/16 18:11	12/23/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$28.23	12620	15,059,892	0%	$356,317	2	7	22		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		12/30/16 16:05	12/23/16	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$0.31	32259	134,939	31%	$10,000	15	14	-14		14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
FALSE		12/27/16 10:57	12/23/16	FOLD	Amicus Therapeutics Inc	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$4.81	85275	16,151,722	1%	$410,050	-1	3	4		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE		12/28/16 11:56	12/23/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.61	23461	603,492	4%	$366,280	2	5	13		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	12/28/16 16:31	12/23/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.04	14391	229,492	7%	$43,805	0	3	8		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	D	12/27/16 16:23	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$46.25	31	7,420	0%	$1,450	1	2	-1		3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE		12/27/16 16:24	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$46.25	161	332,814	0%	$7,425	1	2	-1		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		12/27/16 16:46	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$46.25	80	370,186	0%	$3,696	1	2	-1		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	12/27/16 16:44	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$46.25	78	39,236	0%	$3,600	1	2	-1		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		12/27/16 16:43	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$46.25	54	40,118	0%	$2,500	1	2	-1		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	12/27/16 16:45	12/23/16	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$46.25	49	13,313	0%	$2,250	1	2	-1		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	12/28/16 13:46	12/22/16	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$18.36	250	170,779	0%	$4,590	2	5	16		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	12/28/16 13:46	12/22/16	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$18.38	850	156,976	1%	$15,620	2	5	16		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE		12/23/16 8:31	12/22/16	FOLD	Amicus Therapeutics Inc	Perceptive Advisors LLC	13	9.91	41	0.1	P - Purchase	$4.51	189500	16,066,447	1%	$854,835	10	10	20		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE		12/28/16 11:50	12/22/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.72	50000	580,031	9%	$786,040	2	5	13		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		12/27/16 10:59	12/22/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	1100	3,803,481	0%	$7,145	-3	-6	-3		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	12/23/16 16:04	12/21/16	CDZI	Cadiz Inc	Water Asset Management LLC	5	19.60	65	0.1	P - Purchase	$11.46	102614	2,850,460	4%	$1,175,665	5	9	27		13.00	-3.00	6.80	5.00	33.00	8.00	19.60	5.00	0.00	0.00	0.00	3.10	17.55	0.00	9.40	65
TRUE	M	12/22/16 16:50	12/21/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$28.81	11319	15,047,272	0%	$326,102	-1	1	18		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		12/21/16 18:01	12/21/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.78	50000	530,031	10%	$789,070	-2	1	9		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		12/22/16 16:17	12/21/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$61.35	100	544,382	0%	$6,135	2	-1	0		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		12/21/16 9:22	12/20/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.83	50000	480,031	12%	$791,650	1	2	10		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	12/22/16 16:35	12/20/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.08	14019	215,101	7%	$43,161	0	0	8		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		12/21/16 10:12	12/20/16	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$38.89	15	1,089	1%	$600	1	0	-5		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
TRUE	DM	12/21/16 14:58	12/19/16	CDZI	Cadiz Inc	Water Asset Management LLC	5	19.60	65	0.1	P - Purchase	$10.93	73800	2,747,846	3%	$806,878	5	13	8		13.00	-3.00	6.80	5.00	33.00	8.00	19.60	5.00	0.00	0.00	0.00	3.10	17.55	0.00	9.40	65
FALSE		12/20/16 17:32	12/19/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.99	50000	430,031	13%	$799,435	1	0	5		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		12/20/16 16:34	12/19/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$61.50	300	544,282	0%	$18,450	0	0	-3		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		12/21/16 11:40	12/19/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$103.77	1	7,643	0%	$75	0	-1	-3		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		12/19/16 14:15	12/19/16	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$15.40	1000	302,416	0%	$15,400	2	6	-1		6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
TRUE		12/21/16 11:38	12/19/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$103.77	1	4,678	0%	$94	0	-1	-3		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	M	12/20/16 18:26	12/16/16	INFI	Infinity Pharmaceuticals, Inc.	Bvf Partners L P/il	4	43.00	35	0.1	P - Purchase	$1.31	654921	621,547	-1962%	$855,491	0	7	45		13.00	0.00	7.00	4.00	60.00	15.00	43.00	4.00	0.00	0.00	0.00	4.10	35.75	0.00	18.70	35
TRUE	M	12/20/16 17:52	12/16/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$28.75	18510	15,035,953	0%	$532,133	3	1	17		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE		12/20/16 9:49	12/16/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$16.00	50000	380,031	15%	$799,900	1	1	5		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		12/19/16 15:20	12/16/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$61.50	3	7,642	0%	$197	-1	1	-3		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		12/19/16 10:39	12/16/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$3.00	1400	2,283,398	0%	$4,200	-1	2	10		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE	D	12/19/16 15:03	12/16/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$12.63	1500	67,875	2%	$18,945	1	7	9		7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
TRUE	D	12/16/16 11:53	12/15/16	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$18.32	250	170,529	0%	$4,580	1	1	12		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	D	12/16/16 11:54	12/15/16	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$18.31	1500	156,126	1%	$27,465	1	1	12		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE		12/15/16 18:01	12/15/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$16.00	11687	330,031	4%	$186,955	2	-1	1		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE		12/16/16 16:08	12/15/16	AKAM	Akamai Technologies Inc	Leighton F Thomson	4	7.75	64	CEO	P - Purchase	$67.43	14828	3,142,184	0%	$999,852	1	0	4		5.00	0.00	1.75	4.00	17.00	3.00	7.75	4.00	26.00	26.00	26.00	1.48	7.48	26.00	11.83	64
TRUE	M	12/19/16 16:23	12/15/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.19	11457	201,082	6%	$36,557	0	-1	2		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		12/20/16 14:36	12/15/16	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$53.68	14	33,320	0%	$750	1	0	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		12/20/16 14:50	12/15/16	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$53.68	13	165,107	0%	$700	1	0	-8		4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
TRUE		12/20/16 15:03	12/15/16	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$53.68	13	16,427	0%	$700	1	0	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		12/20/16 14:56	12/15/16	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$53.68	13	351,762	0%	$700	1	0	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		12/20/16 14:43	12/15/16	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$53.68	13	205,028	0%	$700	1	0	-8		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE	M	12/16/16 16:47	12/14/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$0.98	135364	3,637,482	4%	$132,200					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		12/15/16 8:33	12/14/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.94	50000	318,344	19%	$796,935	1	0	2		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
FALSE	M	12/15/16 18:21	12/14/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$61.63	310	543,982	0%	$19,106	0	0	-5		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		12/14/16 16:30	12/13/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$0.95	28500	3,502,118	1%	$27,106					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE	M	12/15/16 17:55	12/13/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$29.15	29840	15,017,443	0%	$869,873	-2	-1	13		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	A	1/11/17 17:23	12/13/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.99	14397	267,804	6%	$230,217	-1	-2	16		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		12/13/16 20:37	12/13/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.99	14937	268,344	6%	$238,852	-1	-3	0		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		12/12/16 19:48	12/12/16	VIRT	Virtu Financial, Inc.	Tjmt Holdings LLC	21	9.53	25	See Viola, Vincent J., 10%	P - Purchase	$15.96	50000	253,407	25%	$798,015	1	2	3		13.00	-3.00	2.05	21.00	16.00	0.00	9.53	19.00	0.00	0.00	0.00	3.12	7.16	0.00	4.21	25
TRUE		12/14/16 9:02	12/12/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.25	100	189,625	0%	$325	2	-6	-2		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		12/13/16 10:04	12/12/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.95	1900	2,281,998	0%	$5,612	0	2	6		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
FALSE	M	12/13/16 13:20	12/9/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$28.76	18000	14,987,603	0%	$517,711	-3	-8	11		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		12/12/16 16:16	12/9/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.20	2300	189,525	1%	$7,370	-3	-8	-7		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	D	12/13/16 16:23	12/9/16	BFA	Brown Forman Corp	Brown J McCauley	7	5.17	19	10%	P - Purchase	$48.00	1865	3,323,426	0%	$89,520					3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE	AD	3/28/17 9:58	12/9/16	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$22.77	176	344,848	0%	$3,999	2				10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
FALSE	D	12/8/16 17:11	12/8/16	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$17.80	250	170,279	0%	$4,450	2	2	10		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	D	12/8/16 17:13	12/8/16	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$17.96	1500	154,626	1%	$26,941	2	2	10		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE		12/9/16 19:14	12/8/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$58.57	400	543,672	0%	$23,428	0	1	-1		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		1/3/17 9:31	12/8/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$3.00	3000	2,280,098	0%	$8,995	1	4	14		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		12/12/16 10:23	12/8/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	100	3,802,381	0%	$650	-1	3	-1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	12/12/16 18:46	12/8/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	10%	P - Purchase	$7.60	29263	1,035,501	3%	$222,314	3	1	-5		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		12/8/16 17:05	12/7/16	SAUC	Diversified Restaurant Holdings, Inc.	Burke David Gregory	5	24.40	48	Pres, CEO	P - Purchase	$1.45	9000	250,513	4%	$13,067	7	5	9		19.00	5.00	12.80	5.00	43.00	5.00	24.40	5.00	0.00	0.00	0.00	8.90	20.40	0.00	11.98	48
FALSE	M	12/9/16 16:05	12/7/16	INTT	Intest Corp	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$4.15	24775	1,155,461	2%	$102,814	1				21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		12/8/16 10:14	12/7/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	10%	P - Purchase	$7.56	115300	1,006,238	13%	$871,903	0	-1	-3		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE		12/7/16 15:30	12/6/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.12	6156	4,499,876	0%	$25,336	6	23	24		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
TRUE	M	12/8/16 18:13	12/6/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$27.49	14026	14,969,603	0%	$385,609	0	-1	16		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	AD	3/9/17 13:36	12/6/16	VBIV	Vbi Vaccines Inc.	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$3.05	3383955	6,245,725	118%	$10,321,063	2	6			21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
TRUE	D	12/8/16 14:23	12/6/16	VBIV	Vbi Vaccines Inc.	Perceptive Advisors LLC	13	9.91	41	10%	P - Purchase	$3.05	3383955	6,213,314	120%	$10,321,063	10	12	12		21.00	3.00	10.08	13.00	34.00	-9.00	9.91	11.00	0.00	0.00	0.00	8.04	6.90	0.00	5.06	41
FALSE	M	12/8/16 16:51	12/6/16	GNE	Genie Energy Ltd.	Jonas Howard S	36	6.97	28	COB, CEO, 10%	P - Purchase	$5.38	1573	9,549,987	0%	$8,467	11	8	6		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE	M	12/7/16 16:36	12/6/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$58.23	1699	543,272	0%	$98,932	3	5	3		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		12/7/16 14:04	12/6/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.97	498	2,277,098	0%	$1,482	-1	0	0		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		12/8/16 11:13	12/6/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.50	18	3,802,281	0%	$117	2	1	-5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		12/6/16 17:29	12/6/16	OLBK	Old Line Bancshares Inc	Graham Thomas H	4	3.50	45	Dir	P - Purchase	$25.27	800	27,742	3%	$20,216	0	2	0		4.00	0.00	1.50	4.00	13.00	-1.00	3.50	4.00	46.00	46.00	46.00	1.35	3.35	46.00	15.75	45
TRUE		12/6/16 15:59	12/5/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.05	1720	4,493,720	0%	$6,966	1	23	29		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
TRUE		12/7/16 14:42	12/5/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$96.74	1	7,639	0%	$75	0	5	3		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		12/7/16 14:40	12/5/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$96.74	1	4,677	0%	$94	0	5	3		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		12/6/16 16:06	12/5/16	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	0.1	P - Purchase	$6.65	5625	9,352,858	0%	$37,406	-2	2	-10		27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
TRUE		12/2/16 11:12	12/2/16	CRBP	Corbus Pharmaceuticals Holdings, Inc.	Moran Sean F.	4	53.00	5	CFO	P - Purchase	$7.20	1500	331,610	0%	$10,800	-1	8	16		31.00	1.00	12.50	4.00	76.00	16.00	53.00	3.00	138.00	87.00	112.50	7.20	43.50	107.40	55.41	5
FALSE		12/5/16 14:14	12/2/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.05	5296	4,492,000	0%	$21,449	1	20	31		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
TRUE		12/6/16 15:56	12/2/16	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$29.86	39	191,405	0%	$1,165	4	1	6		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		12/6/16 15:57	12/2/16	TEX	Terex Corp	Ellis George	7	9.67	22	SVP Operations, Planning	P - Purchase	$29.86	15	232,379	0%	$448	4	1	6		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		12/6/16 15:56	12/2/16	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$29.86	8	144,016	0%	$239	4	1	6		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		12/6/16 15:59	12/2/16	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$29.86	77	312,932	0%	$2,299	4	1	6		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		12/6/16 15:58	12/2/16	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Former President, Terex Cranes	P - Purchase	$29.86	58	82,778	0%	$1,732	4	1	6		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE	M	12/5/16 17:15	12/2/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$56.47	1002	541,573	0%	$56,583	2	6	7		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	12/6/16 10:30	12/2/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.46	5000	3,802,263	0%	$32,320	4	2	-2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		12/5/16 14:36	12/2/16	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$23.96	41	2,376	2%	$982	3	7	10		20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
TRUE	M	12/2/16 17:50	12/1/16	INFI	Infinity Pharmaceuticals, Inc.	Bvf Partners L P/il	4	43.00	35	0.1	P - Purchase	$1.19	201394	550,470	58%	$238,845	19	13	15		13.00	0.00	7.00	4.00	60.00	15.00	43.00	4.00	0.00	0.00	0.00	4.10	35.75	0.00	18.70	35
FALSE		12/2/16 13:06	12/1/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.05	10828	4,486,704	0%	$43,853	0	11	35		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
TRUE		12/5/16 21:24	12/1/16	SAUC	Diversified Restaurant Holdings, Inc.	Burke David Gregory	5	24.40	48	Pres, CEO	P - Purchase	$1.37	2000	241,513	1%	$2,735	4	19	5		19.00	5.00	12.80	5.00	43.00	5.00	24.40	5.00	0.00	0.00	0.00	8.90	20.40	0.00	11.98	48
TRUE	M	12/5/16 17:10	12/1/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$26.49	20965	14,955,577	0%	$555,289	0	5	11		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE	D	12/5/16 16:13	12/1/16	MMAC	Mma Capital Management, LLC	Falcone Michael L	10	11.44	54	CEO, Pres	P - Purchase	$17.80	250	170,029	0%	$4,450	0	3	9		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
TRUE	D	12/5/16 16:15	12/1/16	MMAC	Mma Capital Management, LLC	Mentesana Gary A	10	11.44	54	EVP	P - Purchase	$17.80	1500	153,126	1%	$26,700	0	3	9		6.00	0.00	2.60	10.00	16.00	6.00	11.44	9.00	0.00	0.00	0.00	2.80	10.22	0.00	5.67	54
FALSE	M	12/5/16 16:05	12/1/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir, 10%	P - Purchase	$6.00	36076	4,495,750	1%	$216,456	3	3	11		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		12/1/16 17:05	12/1/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$55.27	601	540,571	0%	$33,217	1	5	8		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		12/6/16 9:13	12/1/16	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$11.92	17	15,986	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:15	12/1/16	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$11.92	17	82,459	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		12/6/16 9:19	12/1/16	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$11.92	17	15,725	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:17	12/1/16	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$11.92	280	55,642	1%	$3,338	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		12/6/16 9:08	12/1/16	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$11.92	17	61,433	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:23	12/1/16	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$11.92	17	21,018	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		12/6/16 9:25	12/1/16	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$11.92	17	23,492	0%	$203	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:11	12/1/16	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$11.92	42	115,633	0%	$501	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		12/6/16 9:20	12/1/16	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$11.92	21	34,818	0%	$250	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:22	12/1/16	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$11.92	50	4,796	1%	$596	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		12/6/16 9:10	12/1/16	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$11.92	34	35,158	0%	$405	7	6	7		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		12/6/16 9:26	12/1/16	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$11.92	140	16,908	1%	$1,669	7	6	7		6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
FALSE		12/2/16 13:57	12/1/16	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$34.33	49	28,309	0%	$1,667	-1	6	7		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		12/2/16 13:57	12/1/16	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$34.33	15	32,950	0%	$500	-1	6	7		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		12/2/16 14:38	12/1/16	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$24.76	12	3,944	0%	$300	0	-1	1		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
TRUE		12/2/16 16:03	12/1/16	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$24.76	67	22,680	0%	$1,666	0	-1	1		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE	D	12/1/16 14:55	12/1/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$12.28	1000	66,375	2%	$12,280	1	7	7		7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
TRUE		12/2/16 13:59	12/1/16	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$24.76	40	17,979	0%	$1,000	0	-1	1		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE		12/19/16 14:16	12/1/16	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$9.74	85	45,374	0%	$828	1	-1	1		2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
TRUE	M	12/5/16 17:37	12/1/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	0.1	P - Purchase	$7.29	18667	890,938	2%	$136,088	-3	2	-4		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		12/5/16 16:46	12/1/16	DSS	Document Security Systems Inc	Fagenson Robert B	5	-10.60	21	Dir	P - Purchase	$0.70	1653	347,931	0%	$1,154	-1	-8	-11		1.00	-8.00	-3.00	5.00	-3.00	-20.00	-10.60	5.00	90.00	81.00	85.50	-3.55	-12.75	84.60	18.30	21
TRUE		12/2/16 16:05	11/30/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir, 10%	P - Purchase	$6.00	67448	4,459,674	2%	$404,688	3	8	14		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		12/1/16 16:42	11/30/16	LAWS	Lawson Products Inc/new/de/	King Luther Capital Management Corp	5	7.40	17	10%	P - Purchase	$23.45	300000	1,978,088	18%	$7,035,000	1	0	0		6.00	-5.00	1.60	5.00	16.00	0.00	7.40	5.00	67.00	58.00	63.00	-0.20	6.10	61.85	21.57	17
FALSE	M	12/2/16 11:45	11/30/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.49	5000	3,797,263	0%	$32,440	0	4	-2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		12/1/16 16:05	11/29/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir, 10%	P - Purchase	$5.85	198332	4,392,226	5%	$1,160,275	3	11	17		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	11/30/16 16:10	11/29/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$53.81	64	539,970	0%	$3,444	3	8	12		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		11/30/16 11:15	11/29/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.48	2170	3,792,263	0%	$14,069	0	4	-4		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	11/30/16 17:36	11/28/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$25.30	27567	14,934,612	0%	$697,525	2	6	12		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		11/30/16 17:30	11/28/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	10%	P - Purchase	$7.42	13323	872,271	2%	$98,838	1	-1	-1		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE		11/30/16 16:23	11/28/16	DSS	Document Security Systems Inc	Fagenson Robert B	5	-10.60	21	Dir	P - Purchase	$0.71	2347	346,278	1%	$1,677	-3	1	-3		1.00	-8.00	-3.00	5.00	-3.00	-20.00	-10.60	5.00	90.00	81.00	85.50	-3.55	-12.75	84.60	18.30	21
TRUE		11/28/16 17:36	11/25/16	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$0.28	35715	102,680	53%	$10,000	0	-4	14		14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
FALSE		11/28/16 10:16	11/25/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.47	2102	3,790,093	0%	$13,603	-1	-2	0		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	D	11/23/16 15:54	11/23/16	BCBP	Bcb Bancorp Inc	Coughlin Thomas Michael	4	8.25	49	Pres, CEO	P - Purchase	$11.20	1824	208,578	1%	$20,429	1	-1	9		7.00	-1.00	1.25	4.00	15.00	1.00	8.25	4.00	38.00	38.00	38.00	0.88	6.73	38.00	14.94	49
TRUE	M	11/28/16 16:36	11/23/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$52.69	512	539,906	0%	$26,979	1	7	17		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		11/23/16 19:00	11/23/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.88	5000	2,268,660	0%	$14,400	5	6	8		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE	M	11/25/16 18:54	11/22/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$5.69	108518	868,014	14%	$617,669	3	16	46		16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
FALSE		11/28/16 9:59	11/22/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.90	8000	2,271,660	0%	$23,168	2	0	2		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		11/22/16 16:54	11/22/16	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$11.05	1000	301,416	0%	$11,050	-5	-3	33		6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
TRUE		11/23/16 13:27	11/22/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.44	2500	3,787,991	0%	$16,110	0	-2	1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		11/22/16 18:34	11/22/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$22.35	10731	471,675	2%	$239,790	0	0	2		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE	M	11/23/16 17:01	11/21/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$25.78	38959	14,907,045	0%	$1,004,470	0	1	12		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
FALSE		11/22/16 16:16	11/21/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$5.34	35438	759,496	5%	$189,306	-1	-2	42		16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
FALSE		11/23/16 9:19	11/21/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$89.58	1	7,639	0%	$75	0	3	16		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		11/23/16 12:31	11/21/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$89.58	1	4,676	0%	$94	0	3	16		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		11/21/16 16:33	11/21/16	OLBK	Old Line Bancshares Inc	Graham Thomas H	4	3.50	45	Dir	P - Purchase	$21.00	500	26,942	2%	$10,500	1	0	13		4.00	0.00	1.50	4.00	13.00	-1.00	3.50	4.00	46.00	46.00	46.00	1.35	3.35	46.00	15.75	45
FALSE		11/21/16 18:41	11/21/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$22.07	10486	460,944	2%	$231,447	1	2	4		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE		11/23/16 8:48	11/21/16	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$32.74	18	985	2%	$600	-2	-2	4		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE		11/23/16 16:15	11/21/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	10%	P - Purchase	$7.55	29929	858,948	4%	$226,104	1	-5	-4		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE		11/21/16 17:08	11/18/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$30.54	2700	15,079	22%	$82,470	1	1	19		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
FALSE		11/22/16 16:05	11/18/16	INTT	Intest Corp	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$4.00	78961	1,130,686	8%	$315,844	6	2			21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		11/21/16 17:02	11/18/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$52.84	11	7,638	0%	$565	0	0	17		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		11/21/16 16:39	11/18/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.90	8000	2,263,660	0%	$23,174	1	9	10		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		11/21/16 16:59	11/18/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$52.84	0	4,675	0%	$0	0	0	17		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	D	11/22/16 12:44	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$42.70	35	7,389	0%	$1,475	4	-1	9		3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE	M	11/22/16 11:29	11/18/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.44	3900	3,785,491	0%	$25,130	2	0	6		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		11/18/16 19:31	11/18/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.92	10061	450,458	2%	$220,548	0	4	4		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE		11/22/16 12:54	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$42.70	35	40,064	0%	$1,475	4	-1	9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	11/22/16 12:56	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$42.70	69	39,158	0%	$2,950	4	-1	9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	11/22/16 12:59	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$42.70	69	13,264	1%	$2,950	4	-1	9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		11/22/16 13:01	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$42.70	85	370,107	0%	$3,650	4	-1	9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		11/22/16 12:45	11/18/16	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$42.70	85	332,654	0%	$3,650	4	-1	9		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	M	11/21/16 18:07	11/17/16	SAUC	Diversified Restaurant Holdings, Inc.	Burke David Gregory	5	24.40	48	Pres, CEO	P - Purchase	$1.07	10001	239,513	4%	$10,718	8	8	26		19.00	5.00	12.80	5.00	43.00	5.00	24.40	5.00	0.00	0.00	0.00	8.90	20.40	0.00	11.98	48
FALSE		11/17/16 20:00	11/17/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.78	9906	440,397	2%	$215,737	3	5	5		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE		11/17/16 17:37	11/16/16	SAUC	Diversified Restaurant Holdings, Inc.	Burke David Gregory	5	24.40	48	Pres, CEO	P - Purchase	$1.06	2000	229,512	1%	$2,120	-2	19	39		19.00	5.00	12.80	5.00	43.00	5.00	24.40	5.00	0.00	0.00	0.00	8.90	20.40	0.00	11.98	48
FALSE	M	11/18/16 17:03	11/16/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$25.02	33128	14,868,086	0%	$828,741	4	1	13		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE	M	11/18/16 16:45	11/16/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.98	13225	1,317,413	1%	$158,408	0	4	23		9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
FALSE		11/16/16 16:03	11/16/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$52.75	13	539,394	0%	$686	0	0	16		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		11/18/16 11:22	11/16/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$52.95	4	7,627	0%	$197	0	0	16		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		11/17/16 11:26	11/16/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.83	16694	2,255,660	1%	$47,244	2	2	10		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		11/16/16 17:51	11/16/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	400	31,800	1%	$640	-1	8	13		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE	M	11/18/16 13:42	11/16/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.41	4400	3,781,591	0%	$28,211	2	2	11		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	11/23/16 16:36	11/15/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.15	8000	4,475,876	0%	$33,200	2	1	33		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
TRUE		11/16/16 15:51	11/15/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$24.84	16000	14,834,958	0%	$397,443	1	3	19		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE		11/17/16 13:43	11/15/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$30.28	1000	12,379	9%	$30,280	0	3	18		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
TRUE		11/16/16 16:09	11/15/16	AKAM	Akamai Technologies Inc	Leighton F Thomson	4	7.75	64	CEO	P - Purchase	$65.58	15245	3,127,356	0%	$999,767	1	1	3		5.00	0.00	1.75	4.00	17.00	3.00	7.75	4.00	26.00	26.00	26.00	1.48	7.48	26.00	11.83	64
FALSE		11/17/16 16:17	11/15/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.07	2922	187,225	2%	$8,962	1	3	-14		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		11/18/16 13:25	11/15/16	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$47.96	47	33,196	0%	$2,250	3	4	10		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		11/18/16 14:35	11/15/16	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$47.96	58	16,357	0%	$2,800	3	4	10		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		11/18/16 13:32	11/15/16	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$47.96	29	204,279	0%	$1,400	3	4	10		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		11/18/16 14:25	11/15/16	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$47.96	44	165,059	0%	$2,100	3	4	10		4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
FALSE		11/18/16 13:43	11/15/16	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$47.96	44	353,749	0%	$2,100	3	4	10		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE	M	11/17/16 18:33	11/15/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	0.1	P - Purchase	$7.02	59913	829,019	8%	$420,422	-1	3	3		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		11/16/16 15:49	11/14/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	10%	P - Purchase	$23.28	8646	14,818,958	0%	$201,261	1	3	19		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE	M	11/16/16 12:50	11/14/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.39	4700	3,777,191	0%	$30,055	1	4	5		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		11/15/16 17:07	11/11/16	SAUC	Diversified Restaurant Holdings, Inc.	Burke David Gregory	5	24.40	48	Pres, CEO	P - Purchase	$0.92	16700	227,512	8%	$15,312	4	13	43		19.00	5.00	12.80	5.00	43.00	5.00	24.40	5.00	0.00	0.00	0.00	8.90	20.40	0.00	11.98	48
TRUE		11/15/16 16:12	11/11/16	DKL	Delek Logistics Partners, LP	Delek Us Holdings, Inc.	22	14.56	8	0.1	P - Purchase	$23.00	11796	14,810,312	0%	$271,343	1	5	14		13.00	-8.00	2.19	21.00	22.00	7.00	14.56	16.00	0.00	0.00	0.00	1.45	13.03	0.00	6.80	8
TRUE	M	11/14/16 18:01	11/11/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.07	9446	184,303	5%	$29,013	6	20	8		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		11/14/16 10:00	11/10/16	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, CFO, Pres, 10%	P - Purchase	$1.94	10200	8,352,392	0%	$19,822	2	31	38		31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
TRUE	M	11/14/16 16:35	11/10/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir	P - Purchase	$5.29	44201	4,193,894	1%	$234,017	-2	0	12		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	11/15/16 9:55	11/10/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.89	3400	2,238,966	0%	$9,841	-2	-2	6		9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
FALSE	M	11/14/16 10:51	11/10/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.17	5000	3,772,491	0%	$30,850	3	4	8		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		11/14/16 9:15	11/9/16	CDZI	Cadiz Inc	Water Asset Management LLC	5	19.60	65	0.1	P - Purchase	$8.08	200000	2,660,990	8%	$1,616,000	8	13	33		13.00	-3.00	6.80	5.00	33.00	8.00	19.60	5.00	0.00	0.00	0.00	3.10	17.55	0.00	9.40	65
TRUE		11/14/16 17:59	11/9/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$8.42	1888	19,192,458	0%	$15,888	3	8	18		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		11/10/16 10:00	11/9/16	LIVE	Live Ventures Inc	Isaac Jon	7	17.60	66	CEO, CFO, Pres, 10%	P - Purchase	$1.95	10124	8,342,192	0%	$19,743	-1	29	51		31.00	-10.00	6.43	7.00	51.00	-10.00	17.60	5.00	0.00	0.00	0.00	0.76	12.95	0.00	6.63	66
TRUE		11/14/16 16:06	11/9/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir	P - Purchase	$5.18	58332	4,149,693	1%	$302,166	-2	0	12		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	M	11/14/16 12:59	11/9/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.11	52541	1,304,188	4%	$583,765	4	9	35		9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		11/9/16 17:05	11/9/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$46.00	200	539,381	0%	$9,200	4	15	30		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	11/14/16 13:14	11/9/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	3600	31,400	13%	$5,760	4	0	6		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
TRUE		11/14/16 6:00	11/9/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	94220	5,907,390	2%	$518,210	-1	1	5		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
FALSE		11/9/16 15:42	11/8/16	TEX	Terex Corp	Ellis George	7	9.67	22	SVP Operations, Planning	P - Purchase	$23.75	19	241,888	0%	$451	14	21	37		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		11/9/16 15:43	11/8/16	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$23.75	97	317,855	0%	$2,304	14	21	37		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		11/9/16 15:41	11/8/16	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$23.75	48	206,366	0%	$1,140	14	21	37		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		11/9/16 15:39	11/8/16	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Former President, Terex Cranes	P - Purchase	$23.75	73	117,720	0%	$1,734	14	21	37		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		11/9/16 15:40	11/8/16	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$23.75	10	155,885	0%	$238	14	21	37		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		11/10/16 16:05	11/8/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir	P - Purchase	$5.05	66718	4,091,361	2%	$337,166	11	10	23		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	D	11/8/16 11:54	11/8/16	BCBP	Bcb Bancorp Inc	Coughlin Thomas Michael	4	8.25	49	Pres, CEO	P - Purchase	$11.67	510	206,754	0%	$5,952	0	7	15		7.00	-1.00	1.25	4.00	15.00	1.00	8.25	4.00	38.00	38.00	38.00	0.88	6.73	38.00	14.94	49
FALSE	M	11/10/16 16:17	11/8/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$2.95	15967	174,857	10%	$47,154	1	20	10		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		11/8/16 17:37	11/8/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$43.85	222	539,181	0%	$9,735	1	10	27		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	11/10/16 10:33	11/8/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.98	5000	3,767,491	0%	$29,909	2	7	12		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	11/9/16 17:01	11/7/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$8.30	54648	19,190,570	0%	$453,420	-1	5	21		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	11/9/16 17:46	11/7/16	CBG	Cbre Group, Inc.	Valueact Holdings, L.P.	7	15.67	57	See Remarks, 10%	P - Purchase	$26.95	1200000	83,046,500	1%	$32,336,500	2	5	21		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
TRUE		11/9/16 16:05	11/7/16	TNAV	Telenav, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	Dir	P - Purchase	$4.99	15907	4,024,643	0%	$79,370	4	13	30		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	M	11/9/16 16:05	11/7/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.86	16504	1,923,920	1%	$261,817	3	3	10		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	M	11/9/16 16:37	11/7/16	SGEN	Seattle Genetics Inc /wa	Baker Felix	5	9.40	38	Dir, 10%	P - Purchase	$59.36	382500	41,100,107	1%	$22,704,644	-1	6	-3		22.00	5.00	12.40	5.00	17.00	-3.00	9.40	5.00	34.00	30.00	32.00	8.70	6.20	31.60	14.32	38
TRUE		11/7/16 17:38	11/7/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.89	109	538,959	0%	$5,002	0	8	27		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		11/9/16 12:33	11/7/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$77.85	1	7,623	0%	$75	1	16	30		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		11/9/16 12:31	11/7/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$77.85	1	4,675	0%	$94	1	16	30		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
FALSE		11/8/16 8:35	11/7/16	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$8.15	500	45,289	1%	$4,076	-1	2	14		2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
FALSE		11/8/16 20:02	11/4/16	SHOS	Sears Hometown & Outlet Stores, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$4.87	699015	13,010,965	6%	$3,406,160	5	18	6		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE	D	11/4/16 12:37	11/4/16	BCBP	Bcb Bancorp Inc	Coughlin Thomas Michael	4	8.25	49	Pres, CEO	P - Purchase	$10.98	1041	206,244	1%	$11,430	-3	-1	8		7.00	-1.00	1.25	4.00	15.00	1.00	8.25	4.00	38.00	38.00	38.00	0.88	6.73	38.00	14.94	49
TRUE	M	11/8/16 14:26	11/4/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.00	5100	158,890	3%	$15,284	-1	2	23		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	D	11/8/16 11:09	11/4/16	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$19.16	209	337,841	0%	$3,999	-2	10	13		10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
TRUE		11/7/16 17:19	11/4/16	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	0.1	P - Purchase	$6.65	5602	9,347,233	0%	$37,253	1	15	-10		27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
FALSE		11/7/16 11:33	11/4/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.68	10000	6,331,204	0%	$76,800	2	3	14		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE	M	11/8/16 11:26	11/4/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.00	5000	3,762,491	0%	$29,984	1	8	11		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		11/8/16 16:56	11/4/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	1700	5,994,990	0%	$9,350	0	7	13		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE		11/7/16 14:45	11/4/16	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$21.15	70	2,317	3%	$1,480	2	20	18		20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
FALSE	M	11/7/16 16:05	11/3/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.70	8551	1,907,416	0%	$134,235	5	21	21		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		11/3/16 18:12	11/3/16	SGEN	Seattle Genetics Inc /wa	Baker Felix	5	9.40	38	Dir, 10%	P - Purchase	$56.43	198433	40,755,262	0%	$11,196,763	-1	22	17		22.00	5.00	12.40	5.00	17.00	-3.00	9.40	5.00	34.00	30.00	32.00	8.70	6.20	31.60	14.32	38
TRUE		11/3/16 21:59	11/3/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.35	100	538,850	0%	$4,535	1	2	24		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		11/4/16 17:26	11/3/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	2000	27,800	8%	$3,200	-1	1	8		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE	M	11/4/16 17:42	11/2/16	CBG	Cbre Group, Inc.	Valueact Holdings, L.P.	7	15.67	57	See Remarks, 10%	P - Purchase	$25.79	3836006	80,760,494	5%	$98,941,950	3	5	16		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
TRUE	M	11/4/16 18:20	11/2/16	TRN	Trinity Industries Inc	Valueact Holdings, L.P.	7	15.67	57	0.1	P - Purchase	$21.17	461605	15,582,605	3%	$9,771,742	4	24	31		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
FALSE	M	11/4/16 20:00	11/2/16	SHOS	Sears Hometown & Outlet Stores, Inc.	Lampert Edward S	12	14.90	33	10%	P - Purchase	$4.90	283514	12,311,950	2%	$1,388,556	3	15	32		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE	M	11/3/16 17:01	11/2/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir	P - Purchase	$3.00	10923	153,790	8%	$32,771	1	-1	26		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		11/2/16 17:19	11/2/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.77	10000	6,321,204	0%	$77,700	-2	1	9		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE	M	11/4/16 16:58	11/2/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.95	5000	3,757,491	0%	$29,741	0	3	9		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	11/3/16 16:05	11/1/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.59	12728	1,898,865	1%	$198,395	1	11	14		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	M	11/3/16 18:11	11/1/16	SGEN	Seattle Genetics Inc /wa	Baker Felix	5	9.40	38	Dir, 10%	P - Purchase	$56.13	1030629	40,576,415	3%	$57,845,192	-1	22	17		22.00	5.00	12.40	5.00	17.00	-3.00	9.40	5.00	34.00	30.00	32.00	8.70	6.20	31.60	14.32	38
TRUE		11/3/16 11:02	11/1/16	UMBF	Umb Financial Corp	Graves Greg M	4	7.50	63	Dir	P - Purchase	$61.87	234	17,310	1%	$14,500	0	8	28		8.00	-3.00	1.00	4.00	28.00	-4.00	7.50	4.00	29.00	29.00	29.00	0.05	6.55	29.00	11.99	63
TRUE		11/4/16 8:31	11/1/16	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$10.37	321	55,362	1%	$3,329	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:38	11/1/16	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$10.37	19	23,475	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		11/4/16 8:35	11/1/16	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$10.37	58	4,745	1%	$601	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:28	11/1/16	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$10.37	19	15,961	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		11/4/16 8:29	11/1/16	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$10.37	19	82,472	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:24	11/1/16	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$10.37	39	35,124	0%	$404	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		11/4/16 8:34	11/1/16	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$10.37	24	34,797	0%	$249	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:39	11/1/16	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$10.37	161	16,768	1%	$1,670	-2	5	27		6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
TRUE		11/4/16 8:22	11/1/16	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$10.37	19	61,416	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:26	11/1/16	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$10.37	48	115,591	0%	$498	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		11/4/16 8:36	11/1/16	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$10.37	19	21,001	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		11/4/16 8:32	11/1/16	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$10.37	19	15,692	0%	$197	-2	5	27		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		11/2/16 10:57	11/1/16	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$28.25	18	32,936	0%	$500	-2	0	25		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		11/2/16 10:57	11/1/16	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$28.25	59	28,260	0%	$1,667	-2	0	25		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		11/2/16 12:43	11/1/16	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$24.78	12	3,931	0%	$300	0	-1	0		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
FALSE		11/2/16 15:05	11/1/16	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$24.78	32	22,578	0%	$800	0	-1	0		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE	A	12/2/16 15:35	11/1/16	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$24.78	67	22,613	0%	$1,666	0	-1	1		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE	D	11/2/16 15:04	11/1/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$11.78	1000	65,375	2%	$11,780	0	-3	5		7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
TRUE		11/2/16 12:00	11/1/16	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$24.78	40	17,434	0%	$1,000	0	-1	0		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE	A	11/2/16 16:41	11/1/16	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$24.78	40	17,938	0%	$1,000	-1	-1	0		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
TRUE		11/2/16 13:12	11/1/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.79	10000	6,311,204	0%	$77,900	-1	0	9		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE		11/2/16 16:06	11/1/16	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$19.65	1000	59,994	2%	$19,650	0	2	17		4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
FALSE	D	11/2/16 16:54	10/31/16	RARX	Ra Pharmaceuticals, Inc.	Novo A/s	4	29.25	56	10%	P - Purchase	$13.00	246154	2,031,562	14%	$3,200,002	0	2	1		39.00	0.00	13.00	4.00	67.00	1.00	29.25	4.00	0.00	0.00	0.00	7.10	25.03	0.00	13.93	56
TRUE		11/1/16 9:53	10/31/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$27.47	1488	11,379	15%	$40,870	0	1	16		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
FALSE		11/8/16 17:23	10/31/16	FFKT	Farmers Capital Bank Corp	Nash William C.	4	10.00	46	Dir	P - Purchase	$32.17	10	5,528	0%	$322	5	3	13		5.00	3.00	3.50	4.00	13.00	4.00	10.00	4.00	37.00	33.00	35.00	3.40	8.35	34.60	15.24	46
TRUE	A	11/8/16 17:49	10/31/16	FFKT	Farmers Capital Bank Corp	Nash William C.	4	10.00	46	Dir	P - Purchase	$31.42	10	5,528	0%	$314	5	3	13		5.00	3.00	3.50	4.00	13.00	4.00	10.00	4.00	37.00	33.00	35.00	3.40	8.35	34.60	15.24	46
TRUE		11/2/16 11:42	10/31/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	969	25,800	4%	$1,550	1	-1	7		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
TRUE	M	11/2/16 10:36	10/31/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.80	5000	3,752,491	0%	$29,014	1	3	11		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	11/1/16 18:47	10/28/16	CBG	Cbre Group, Inc.	Valueact Holdings, L.P.	7	15.67	57	See Remarks, 10%	P - Purchase	$25.80	2217190	36,837,244	6%	$57,208,768	-1	5	12		24.00	-4.00	5.00	7.00	31.00	7.00	15.67	6.00	0.00	0.00	0.00	2.15	14.93	0.00	7.90	57
TRUE		11/1/16 16:05	10/28/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.58	1800	1,886,137	0%	$28,041	0	1	17		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	10/28/16 16:13	10/28/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$3.09	899	925,226	0%	$2,781	0	5	14		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
FALSE	M	10/31/16 20:03	10/28/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.40	801	538,750	0%	$36,362	0	1	18		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		10/28/16 15:02	10/28/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.73	10000	6,301,204	0%	$77,300	1	-1	7		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE	DM	10/31/16 14:37	10/28/16	SBCP	Sunshine Bancorp, Inc.	Weatherford Will	5	3.40	52	Dir	P - Purchase	$14.53	3500	41,939	9%	$50,855	0	1	14		1.00	0.00	0.20	5.00	14.00	-1.00	3.40	5.00	38.00	30.00	32.75	0.85	3.45	32.58	11.67	52
TRUE		10/31/16 17:16	10/27/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$7.94	25000	19,135,922	0%	$198,440	-1	8	21		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	10/31/16 20:00	10/27/16	SHOS	Sears Hometown & Outlet Stores, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$4.84	379519	12,028,436	3%	$1,838,317	1	1	30		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE	M	10/31/16 17:13	10/27/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	2889	24,831	13%	$4,622	0	1	5		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE	M	10/31/16 12:14	10/27/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.80	5000	3,747,491	0%	$28,985	2	4	14		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/31/16 16:53	10/26/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$27.60	3781	9,891	62%	$104,346	0	-1	15		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
TRUE	M	10/28/16 16:13	10/26/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.58	2600	1,884,337	0%	$40,503	1	0	20		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	D	10/27/16 10:55	10/26/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$11.66	2025	63,875	3%	$23,612	3	2	6		7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
FALSE		10/27/16 10:39	10/26/16	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$19.84	1000	58,994	2%	$19,840	-1	-3	8		4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
TRUE		10/27/16 9:57	10/26/16	FCCO	First Community Corp /sc/	Fann George H Jr	4	3.00	40	Dir	P - Purchase	$14.90	2205	81,193	3%	$32,855	2	3	8		5.00	1.00	3.00	4.00	8.00	0.00	3.00	3.00	51.00	51.00	51.00	2.45	2.70	51.00	17.14	40
TRUE	D	10/26/16 16:46	10/25/16	IRTC	Irhythm Technologies, Inc.	Novo A/s	4	29.25	56	0.1	P - Purchase	$17.00	100000	2,124,448	5%	$1,700,000	-3	0	13		39.00	0.00	13.00	4.00	67.00	1.00	29.25	4.00	0.00	0.00	0.00	7.10	25.03	0.00	13.93	56
FALSE	M	10/27/16 16:30	10/25/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$7.89	50000	19,110,922	0%	$394,750	-1	-1	21		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE		10/27/16 16:05	10/25/16	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$0.28	35715	66,965	114%	$10,000	4	-3	11		14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
TRUE	M	10/25/16 17:44	10/25/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$3.09	6200	919,526	1%	$19,180	0	-10	8		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE	M	10/27/16 14:12	10/25/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.94	5000	3,742,491	0%	$29,686	-2	0	12		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		10/24/16 14:52	10/24/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$27.16	2000	6,110	49%	$54,320	1	2	13		3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
TRUE	M	10/26/16 17:08	10/24/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.55	8832	1,881,737	0%	$137,322	0	-1	21		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		10/26/16 12:03	10/24/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$77.80	1	7,622	0%	$75	0	-1	16		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		10/26/16 12:01	10/24/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$77.80	1	4,674	0%	$94	0	-1	16		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		10/25/16 12:49	10/21/16	GFN	General Finance Corp	Valenta Ronald	6	25.00	50	CEO, 10%	P - Purchase	$4.25	8000	4,467,876	0%	$34,000	0	-1	-2		23.00	-1.00	12.83	6.00	35.00	-2.00	25.00	6.00	0.00	0.00	0.00	6.97	17.05	0.00	9.92	50
FALSE	M	10/25/16 18:37	10/21/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$7.76	10159	19,060,922	0%	$78,860	-1	1	22		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE		10/25/16 19:20	10/21/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	10%	P - Purchase	$14.90	562	19,313,894	0%	$8,374	-3	-1	17		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE		10/24/16 14:05	10/21/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.66	30000	1,111,347	3%	$49,900	0	-2	11		2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
TRUE		10/21/16 19:06	10/21/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.85	70	537,949	0%	$3,140	1	1	17		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		10/21/16 16:11	10/21/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.78	10000	6,291,204	0%	$77,800	0	-1	6		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE	M	10/25/16 10:49	10/21/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.81	5000	3,737,491	0%	$29,070	-1	-1	12		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/24/16 16:50	10/20/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.57	8983	1,872,905	0%	$139,866	0	0	21		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	10/20/16 17:30	10/20/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$3.22	2400	916,226	0%	$7,722	2	4	4		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE		10/20/16 16:22	10/20/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.85	300	537,879	0%	$13,455	1	2	18		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	D	10/24/16 12:25	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$33.62	48	7,354	1%	$1,625	3	2	27		3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
FALSE		10/21/16 17:22	10/20/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	2016	21,942	10%	$3,226	2	-1	-1		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
TRUE		10/20/16 16:32	10/20/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.67	10000	6,281,204	0%	$76,700	1	1	5		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE		10/24/16 12:24	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$33.62	88	332,568	0%	$2,950	3	2	27		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		10/24/16 12:22	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$33.62	48	42,530	0%	$1,625	3	2	27		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		10/24/16 12:26	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$33.62	88	370,022	0%	$2,950	3	2	27		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	10/24/16 12:21	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$33.62	88	39,089	0%	$2,950	3	2	27		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	10/24/16 12:19	10/20/16	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$33.62	97	13,195	1%	$3,250	3	2	27		3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		10/20/16 16:35	10/19/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.70	10000	1,081,347	1%	$17,000	-4	-2	4		2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
FALSE		10/20/16 15:10	10/19/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir, 10%	P - Purchase	$3.16	17457	1,937,632	1%	$55,189	-5	-8	9		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE	M	10/21/16 10:31	10/19/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.97	4600	3,732,491	0%	$27,454	0	0	13		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	10/19/16 16:19	10/18/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.01	558	537,579	0%	$25,113	0	2	18		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		10/19/16 14:45	10/18/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$45.70	4	7,621	0%	$197	0	2	18		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE		10/20/16 11:13	10/18/16	CSBR	Champions Oncology, Inc.	Ackerman Joel	5	1.40	13	CEO	P - Purchase	$1.70	2000	1,044,266	0%	$3,393	-1	-2	3		2.00	-2.00	0.20	5.00	8.00	-3.00	1.40	5.00	85.00	76.00	80.50	0.15	0.85	79.60	24.34	13
FALSE	M	10/19/16 19:05	10/17/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	10%	P - Purchase	$14.84	144298	19,313,332	1%	$2,140,781	0	5	18		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE		10/18/16 17:03	10/17/16	AKAM	Akamai Technologies Inc	Leighton F Thomson	4	7.75	64	CEO	P - Purchase	$54.70	18276	3,112,111	1%	$999,697	1	5	17		5.00	0.00	1.75	4.00	17.00	3.00	7.75	4.00	26.00	26.00	26.00	1.48	7.48	26.00	11.83	64
FALSE	M	10/19/16 15:54	10/17/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir, 10%	P - Purchase	$3.00	16998	1,920,175	1%	$50,947	7	-1	17		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
FALSE		10/17/16 17:25	10/17/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.09	3800	537,021	1%	$171,342	0	1	13		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		10/20/16 14:54	10/17/16	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$38.27	37	357,705	0%	$1,400	0	0	27		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		10/20/16 15:06	10/17/16	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$38.27	16	165,015	0%	$600	0	0	27		4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
TRUE		10/20/16 14:39	10/17/16	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$38.27	37	16,299	0%	$1,400	0	0	27		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		10/20/16 14:43	10/17/16	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$38.27	20	33,149	0%	$750	0	0	27		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		10/20/16 14:13	10/17/16	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$38.27	55	204,250	0%	$2,100	0	0	27		4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE	M	10/19/16 11:12	10/17/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.90	4425	3,727,891	0%	$26,095	1	-2	8		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/19/16 16:35	10/17/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	2420	5,993,290	0%	$13,310	0	0	6		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
FALSE	M	10/17/16 17:32	10/14/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$2.61	1766	915,660	0%	$4,610	6	11	8		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE		10/17/16 9:54	10/14/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.66	10305	1,071,347	1%	$17,106	2	-1	18		2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
FALSE		10/14/16 16:52	10/14/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.25	300	533,221	0%	$13,575	0	-1	10		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		10/17/16 11:35	10/14/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.82	10000	6,271,204	0%	$78,200	0	-1	0		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE		10/17/16 12:37	10/14/16	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$30.29	5	966	1%	$154	4	12	11		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE		10/17/16 19:05	10/13/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$14.89	12560	19,169,034	0%	$187,056	0	4	16		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE		10/14/16 13:09	10/13/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.67	29695	1,061,042	3%	$49,494	-1	2	8		2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
TRUE	AM	10/19/16 15:12	10/13/16	ZDGE	Zedge, Inc.	Jonas Howard S	36	6.97	28	Dir, 10%	P - Purchase	$2.75	25871	1,911,308	1%	$71,111	7	-1	17		20.00	-8.00	1.64	36.00	32.00	-14.00	6.97	29.00	0.00	0.00	0.00	3.42	3.38	0.00	2.38	28
TRUE		10/13/16 16:08	10/13/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.18	500	532,921	0%	$22,590	0	0	7		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	10/17/16 10:51	10/13/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.84	5000	3,723,466	0%	$29,204	2	1	14		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/14/16 16:40	10/13/16	CSBR	Champions Oncology, Inc.	Ackerman Joel	5	1.40	13	CEO	P - Purchase	$1.67	7300	1,042,266	1%	$12,205	2	2	8		2.00	-2.00	0.20	5.00	8.00	-3.00	1.40	5.00	85.00	76.00	80.50	0.15	0.85	79.60	24.34	13
FALSE	M	10/14/16 17:31	10/12/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.99	13397	1,251,647	1%	$160,582	5	3	-8		9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		10/14/16 8:45	10/12/16	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$28.96	21	961	2%	$600	1	10	13		12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE	M	10/13/16 16:23	10/11/16	MERC	Mercer International Inc.	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$8.26	76700	19,045,763	0%	$633,337	4	0	5		8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE		10/13/16 17:01	10/11/16	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Pres, Terex Cranes	P - Purchase	$24.69	105	137,647	0%	$2,592	5	3	16		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		10/13/16 17:00	10/11/16	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$24.69	140	317,768	0%	$3,457	5	3	16		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		10/13/16 16:57	10/11/16	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$24.69	14	155,875	0%	$346	5	3	16		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		10/13/16 16:59	10/11/16	TEX	Terex Corp	Ellis George	7	9.67	22	SVP Operations, Planning	P - Purchase	$24.69	28	241,869	0%	$691	5	3	16		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		10/13/16 16:59	10/11/16	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$24.69	70	206,318	0%	$1,728	5	3	16		21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		10/13/16 9:40	10/11/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$76.28	1	7,617	0%	$75	-1	-1	7		16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		10/13/16 9:38	10/11/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$76.28	1	4,673	0%	$94	-1	-1	7		16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
FALSE		10/11/16 16:07	10/11/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.81	10000	6,261,204	0%	$78,100	0	0	0		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE	M	10/13/16 11:47	10/11/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.86	5000	3,718,466	0%	$29,310	-3	2	4		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/13/16 16:42	10/11/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	4762	5,990,870	0%	$26,181	-1	2	7		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE	M	10/13/16 9:11	10/10/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.78	26100	1,863,922	1%	$411,908	0	0	14		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		10/12/16 16:54	10/10/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$2.60	900	914,260	0%	$2,340	1	10	0		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE		10/11/16 10:38	10/10/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.66	9537	1,031,347	1%	$15,831	1	1	2		2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
FALSE	M	10/11/16 17:21	10/10/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.19	310	532,421	0%	$14,009	1	0	2		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	10/12/16 20:10	10/7/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	10%	P - Purchase	$14.94	255436	19,156,474	1%	$3,816,695	3	-1	19		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE		10/7/16 16:05	10/7/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.25	98	532,111	0%	$4,435	0	0	2		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	D	10/11/16 14:26	10/7/16	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$18.27	219	337,476	0%	$3,999	-2	-5	4		10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
FALSE		10/11/16 14:19	10/7/16	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$21.94	295	2,247	15%	$6,474	-1	-1	-3		20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
TRUE		10/7/16 16:57	10/7/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$22.57	11332	430,491	3%	$255,820	0	-4	-1		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE		10/11/16 19:05	10/6/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$14.98	76001	18,901,038	0%	$1,138,183	0	0	12		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE	M	10/11/16 18:20	10/6/16	LCUT	Lifetime Brands, Inc	Mill Road Capital Ii, L.P.	5	11.00	15	10%	P - Purchase	$12.82	4197	1,464,868	0%	$53,799	9	10	17		10.00	2.00	4.60	5.00	17.00	8.00	11.00	4.00	60.00	53.00	56.67	3.75	10.85	55.88	22.94	15
TRUE	M	10/11/16 6:06	10/6/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.90	13904	1,837,822	1%	$221,032	-1	0	5		21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	10/7/16 17:23	10/6/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$2.59	1600	911,960	0%	$4,146	-1	1	10		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE	M	10/11/16 12:50	10/6/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.92	7100	3,713,466	0%	$42,046	-2	-2	2		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	10/11/16 6:00	10/6/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	1600	5,986,108	0%	$8,800	0	0	1		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE		10/6/16 17:14	10/6/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.92	11218	419,159	3%	$245,888	3	0	2		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
FALSE	M	10/7/16 14:18	10/6/16	CSBR	Champions Oncology, Inc.	Ackerman Joel	5	1.40	13	CEO	P - Purchase	$1.63	8202	1,034,966	1%	$13,369	1	1	-2		2.00	-2.00	0.20	5.00	8.00	-3.00	1.40	5.00	85.00	76.00	80.50	0.15	0.85	79.60	24.34	13
FALSE	M	10/7/16 18:28	10/6/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	0.1	P - Purchase	$7.43	67187	769,106	10%	$499,223	-2	-6	-8		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		10/7/16 15:56	10/5/16	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	10%	P - Purchase	$6.65	5578	9,341,631	0%	$37,094	1	-2	-15		27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
TRUE		10/5/16 18:18	10/5/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.44	11120	407,941	3%	$238,444	2	1	3		9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE	M	10/6/16 19:05	10/4/16	SHOS	Sears Hometown & Outlet Stores, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$4.98	14360	11,648,917	0%	$71,460	0	-1	-5		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
TRUE	M	10/4/16 18:41	10/4/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$2.56	2200	910,260	0%	$5,638	0	4	10		11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
FALSE		10/4/16 16:23	10/4/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.20	300	532,013	0%	$13,560	1	1	1		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	10/6/16 11:56	10/4/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	530	19,926	3%	$848	3	4	-1		8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE		10/4/16 15:56	10/4/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.89	10000	6,251,204	0%	$78,900	-4	0	-2		4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
TRUE	M	10/6/16 16:42	10/4/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.82	4358	3,706,366	0%	$25,370	0	0	1		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		10/5/16 19:05	10/3/16	LE	Lands' End, Inc.	Lampert Edward S	12	14.90	33	0.1	P - Purchase	$14.60	16846	18,825,037	0%	$245,896	-1	-1	4		40.00	-1.00	7.42	12.00	32.00	-5.00	14.90	10.00	0.00	0.00	0.00	5.16	10.50	0.00	6.28	33
FALSE		10/3/16 16:30	10/3/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.25	300	531,713	0%	$13,575	-1	0	0		15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		10/6/16 9:51	10/3/16	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$10.68	19	15,930	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 10:19	10/3/16	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$10.68	19	23,456	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		10/6/16 9:37	10/3/16	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$10.68	19	61,393	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 9:39	10/3/16	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$10.68	37	32,113	0%	$395	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		10/6/16 10:11	10/3/16	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$10.68	23	34,773	0%	$246	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 9:49	10/3/16	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$10.68	47	115,543	0%	$502	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		10/6/16 10:13	10/3/16	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$10.68	56	4,687	1%	$598	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 10:01	10/3/16	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$10.68	312	55,041	1%	$3,332	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		10/6/16 10:04	10/3/16	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$10.68	19	15,656	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 10:22	10/3/16	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$10.68	156	16,608	1%	$1,666	1	1	-2		6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
TRUE		10/6/16 10:17	10/3/16	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$10.68	19	20,982	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		10/6/16 9:58	10/3/16	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$10.68	19	82,453	0%	$203	1	1	-2		6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		10/4/16 14:52	10/3/16	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$26.62	63	28,201	0%	$1,667	0	3	6		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		10/4/16 14:55	10/3/16	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$26.62	19	32,918	0%	$500	0	3	6		6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		10/4/16 10:58	10/3/16	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$24.40	12	3,888	0%	$300	-2	1	2		2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
FALSE		10/4/16 11:15	10/3/16	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$24.40	33	22,425	0%	$800	-2	1	2		3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE		10/4/16 10:29	10/3/16	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$24.40	41	17,253	0%	$1,000	-2	1	2		2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE		10/5/16 16:56	10/3/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	397	5,984,508	0%	$2,184	-1	-1	5		7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
FALSE	M	10/5/16 18:16	10/3/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	0.1	P - Purchase	$6.68	37000	701,919	6%	$247,261	1	1	3		17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		10/4/16 16:51	9/30/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$12.01	1145	1,238,250	0%	$13,751	0	-1	2		9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		9/30/16 16:10	9/30/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$45.30	11	531,413	0%	$498	0	0	1	35	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	10/4/16 12:22	9/30/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.93	5000	3,702,008	0%	$29,654	-1	2	0		9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		10/5/16 15:15	9/30/16	OLBK	Old Line Bancshares Inc	Graham Thomas H	4	3.50	45	Dir	P - Purchase	$19.80	4	26,442	0%	$70	0	0	-1		4.00	0.00	1.50	4.00	13.00	-1.00	3.50	4.00	46.00	46.00	46.00	1.35	3.35	46.00	15.75	45
FALSE		10/5/16 15:11	9/30/16	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$19.80	12	57,994	0%	$231	0	0	-1		4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
FALSE		10/3/16 16:50	9/29/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$1.25	300000	3,473,618	9%	$375,000					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE		9/29/16 16:00	9/29/16	FFKT	Farmers Capital Bank Corp	Nash William C.	4	10.00	46	Dir	P - Purchase	$30.11	30	5,468	1%	$903	0	3	10	37	5.00	3.00	3.50	4.00	13.00	4.00	10.00	4.00	37.00	33.00	35.00	3.40	8.35	34.60	15.24	46
FALSE		9/29/16 17:27	9/29/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.25	149	531,402	0%	$6,742	0	0	1	35	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		9/30/16 11:54	9/29/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	500	19,396	3%	$800	3	4	0	20	8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
TRUE	M	9/30/16 17:34	9/29/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.82	10917	6,241,204	0%	$85,342	-1	-4	-4	11	4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE		10/4/16 16:25	9/29/16	DSS	Document Security Systems Inc	Fagenson Robert B	5	-10.60	21	Dir	P - Purchase	$0.63	1874	343,931	1%	$1,181	-6	-6	-20		1.00	-8.00	-3.00	5.00	-3.00	-20.00	-10.60	5.00	90.00	81.00	85.50	-3.55	-12.75	84.60	18.30	21
FALSE	M	9/30/16 16:05	9/28/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.91	9595	1,823,918	1%	$152,670	0	-1	-3	-1	21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE	M	9/30/16 17:21	9/28/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.95	35211	1,237,105	3%	$420,917	1	2	5	4	9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		9/29/16 17:25	9/28/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	125	18,896	1%	$200	3	1	0	22	8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE	M	9/30/16 11:10	9/28/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.82	4200	3,697,008	0%	$24,445	3	1	-2	27	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	9/30/16 16:21	9/28/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.49	10957	5,984,111	0%	$60,190	0	0	4	13	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
FALSE	M	9/30/16 18:28	9/28/16	PIH	1347 Property Insurance Holdings, Inc.	Fundamental Global Investors, LLC	13	0.77	12	0.1	P - Purchase	$6.05	37100	664,919	6%	$224,595	5	17	22	30	17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		9/29/16 16:30	9/27/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.27	44936	3,173,618	1%	$57,046					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	9/29/16 17:48	9/27/16	LCUT	Lifetime Brands, Inc	Mill Road Capital Ii, L.P.	5	11.00	15	10%	P - Purchase	$12.69	5924	1,460,671	0%	$75,164	5	2	9	57	10.00	2.00	4.60	5.00	17.00	8.00	11.00	4.00	60.00	53.00	56.67	3.75	10.85	55.88	22.94	15
FALSE		9/29/16 17:22	9/27/16	OCC	Optical Cable Corp	Wilkin Neil D Jr	8	9.38	51	COB, Pres, CEO, 10%	P - Purchase	$2.63	1000	909,560	0%	$2,630	0	0	21	12	11.00	-10.00	3.13	8.00	21.00	0.00	9.38	8.00	12.00	12.00	12.00	-0.74	7.84	12.00	7.37	51
TRUE		9/29/16 17:00	9/27/16	DSS	Document Security Systems Inc	Fagenson Robert B	5	-10.60	21	Dir	P - Purchase	$0.61	101	342,057	0%	$62	2	-2	-13	90	1.00	-8.00	-3.00	5.00	-3.00	-20.00	-10.60	5.00	90.00	81.00	85.50	-3.55	-12.75	84.60	18.30	21
TRUE	M	9/28/16 16:05	9/26/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.79	4423	1,814,323	0%	$69,830	1	1	-1	0	21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
FALSE		9/28/16 9:34	9/26/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$76.72	1	7,616	0%	$75	0	0	1	34	16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		9/28/16 9:33	9/26/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$76.72	1	4,672	0%	$94	0	0	1	34	16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
FALSE	M	9/28/16 11:39	9/26/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.95	2700	3,692,808	0%	$16,073	2	-1	1	23	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		9/27/16 17:21	9/23/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$1.14	24164	3,128,682	1%	$27,479					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE		9/26/16 16:50	9/23/16	CUR	Neuralstem, Inc.	Daly Richard J	6	11.17	37	CEO	P - Purchase	$0.32	31250	31,250	New	$10,000	0	0	-9	32	14.00	-7.00	-0.17	6.00	34.00	-14.00	11.17	6.00	32.00	32.00	32.00	-1.63	5.78	32.00	12.17	37
TRUE	M	9/28/16 17:15	9/23/16	BRN	Barnwell Industries Inc	Inglima Robert J. Jr.	10	4.00	36	Dir	P - Purchase	$1.60	1971	18,771	12%	$3,154	0	0	3	13	8.00	-1.00	1.70	10.00	13.00	-1.00	4.00	10.00	22.00	13.00	18.33	2.00	3.60	17.02	7.31	36
FALSE	M	9/27/16 17:42	9/23/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	15254	5,973,154	0%	$83,873	0	0	3	14	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE		9/26/16 16:24	9/23/16	CSBR	Champions Oncology, Inc.	Ackerman Joel	5	1.40	13	CEO	P - Purchase	$1.65	33	1,026,764	0%	$54	1	0	-3	85	2.00	-2.00	0.20	5.00	8.00	-3.00	1.40	5.00	85.00	76.00	80.50	0.15	0.85	79.60	24.34	13
FALSE	M	9/27/16 17:54	9/23/16	DSS	Document Security Systems Inc	Fagenson Robert B	5	-10.60	21	Dir	P - Purchase	$0.61	8125	341,956	2%	$4,956	-3	0	-6	81	1.00	-8.00	-3.00	5.00	-3.00	-20.00	-10.60	5.00	90.00	81.00	85.50	-3.55	-12.75	84.60	18.30	21
TRUE	M	9/26/16 19:08	9/22/16	LCUT	Lifetime Brands, Inc	Mill Road Capital Ii, L.P.	5	11.00	15	0.1	P - Purchase	$12.66	771	1,454,747	0%	$9,762	-2	4	8	53	10.00	2.00	4.60	5.00	17.00	8.00	11.00	4.00	60.00	53.00	56.67	3.75	10.85	55.88	22.94	15
FALSE	M	9/26/16 17:41	9/22/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	10%	P - Purchase	$15.81	20382	1,809,900	1%	$322,216	2	2	-1	0	21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE	M	9/26/16 10:47	9/22/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$6.02	3585	3,690,108	0%	$21,564	-2	-1	-3	16	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		9/26/16 13:48	9/22/16	FCCO	First Community Corp /sc/	Fann George H Jr	4	3.00	40	Dir	P - Purchase	$14.90	2600	78,988	3%	$38,740	3	5	1	51	5.00	1.00	3.00	4.00	8.00	0.00	3.00	3.00	51.00	51.00	51.00	2.45	2.70	51.00	17.14	40
TRUE	M	9/23/16 16:50	9/21/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.65	19401	1,201,894	2%	$225,979	0	4	12	9	9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		9/21/16 17:47	9/21/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.97	13401	396,821	3%	$294,455	3	0	3	6	9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
FALSE	M	9/22/16 16:44	9/20/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$0.89	37900	3,104,518	1%	$33,701					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	9/22/16 16:04	9/20/16	VPG	Vishay Precision Group, Inc.	Nokomis Capital, L.L.C.	26	9.54	23	0.1	P - Purchase	$15.72	10040	1,789,518	1%	$157,826	-1	0	-2	-1	21.00	-4.00	3.16	25.00	30.00	-10.00	9.54	24.00	0.00	-1.00	-0.50	3.93	5.77	-0.60	3.49	23
TRUE		9/21/16 14:27	9/20/16	CSBR	Champions Oncology, Inc.	Morris Ronnie	6	7.33	7	Pres	P - Purchase	$1.58	3000	1,021,810	0%	$4,740	1	0	1	76	2.00	-2.00	-0.33	6.00	18.00	1.00	7.33	6.00	76.00	76.00	76.00	0.03	6.72	76.00	26.17	7
TRUE		9/21/16 15:43	9/20/16	PFBX	Peoples Financial Corp /ms/	Swetman Chevis	6	6.20	27	CEO, Pres	P - Purchase	$10.70	1000	300,416	0%	$10,700	0	2	-1	36	6.00	-3.00	1.83	6.00	33.00	-4.00	6.20	5.00	36.00	36.00	36.00	0.77	6.65	36.00	14.28	27
TRUE	M	9/22/16 16:06	9/20/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.93	4216	3,686,523	0%	$24,994	-1	-4	-6	11	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		9/20/16 17:52	9/20/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.66	13088	383,420	4%	$283,528	4	6	5	10	9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE	M	9/21/16 14:26	9/20/16	CSBR	Champions Oncology, Inc.	Ackerman Joel	5	1.40	13	CEO	P - Purchase	$1.66	5000	1,026,731	0%	$8,324	1	0	1	76	2.00	-2.00	0.20	5.00	8.00	-3.00	1.40	5.00	85.00	76.00	80.50	0.15	0.85	79.60	24.34	13
TRUE	M	9/21/16 18:06	9/19/16	LCUT	Lifetime Brands, Inc	Mill Road Capital Ii, L.P.	5	11.00	15	0.1	P - Purchase	$12.57	10047	1,453,976	1%	$126,338	4	2	10	60	10.00	2.00	4.60	5.00	17.00	8.00	11.00	4.00	60.00	53.00	56.67	3.75	10.85	55.88	22.94	15
TRUE		9/19/16 17:01	9/19/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$45.10	90	573,795	0%	$4,059	0	0	-1	37	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		9/20/16 12:41	9/19/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$45.29	4	7,615	0%	$197	0	0	-1	32	16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
FALSE	D	9/20/16 14:16	9/19/16	SBCP	Sunshine Bancorp, Inc.	Weatherford Will	5	3.40	52	Dir	P - Purchase	$14.70	5000	40,027	14%	$73,496	0	0	-1	38	1.00	0.00	0.20	5.00	14.00	-1.00	3.40	5.00	38.00	30.00	32.75	0.85	3.45	32.58	11.67	52
TRUE		9/19/16 17:20	9/19/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.66	12170	370,332	3%	$263,584	0	6	3	11	9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
FALSE		9/19/16 8:45	9/16/16	FH	Form Holdings Corp.	Abbe Richard	4	37.75	42	Dir	P - Purchase	$2.64	21600	212,725	11%	$56,953	-3	4	29	-19	24.00	4.00	11.00	4.00	48.00	29.00	37.75	4.00	2.00	-19.00	-9.00	7.50	36.23	-10.85	16.36	42
TRUE		9/20/16 16:30	9/16/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$0.85	13500	3,066,618	0%	$11,475					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE		9/19/16 16:38	9/16/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$2.99	532	2,235,566	0%	$1,588	-3	0	-3	3	9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
FALSE	M	9/20/16 15:59	9/16/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.84	5000	3,682,307	0%	$29,196	-1	0	0	10	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		9/20/16 17:07	9/16/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	4000	5,957,900	0%	$21,988	0	0	1	15	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE		9/16/16 8:45	9/15/16	FH	Form Holdings Corp.	Abbe Richard	4	37.75	42	Dir	P - Purchase	$2.45	8300	191,125	5%	$20,308	8	8	43	-11	24.00	4.00	11.00	4.00	48.00	29.00	37.75	4.00	2.00	-19.00	-9.00	7.50	36.23	-10.85	16.36	42
FALSE	A	10/6/16 19:48	9/15/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$5.80	100	724,058	0%	$580	1	0	-3		16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
TRUE		9/19/16 16:02	9/15/16	AKAM	Akamai Technologies Inc	Leighton F Thomson	4	7.75	64	CEO	P - Purchase	$51.36	19468	3,093,835	1%	$999,876	-1	1	7	26	5.00	0.00	1.75	4.00	17.00	3.00	7.75	4.00	26.00	26.00	26.00	1.48	7.48	26.00	11.83	64
FALSE	D	9/19/16 12:34	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Brown J McCauley	7	5.17	19	Dir	P - Purchase	$32.02	46	7,302	1%	$1,475	1	2	3	34	3.00	-5.00	0.71	7.00	27.00	-9.00	5.17	6.00	34.00	34.00	34.00	-0.34	3.48	34.00	11.87	19
TRUE		9/21/16 12:20	9/15/16	GABC	German American Bancorp, Inc.	Klem U Butch	7	4.17	59	Dir	P - Purchase	$36.85	57	203,728	0%	$2,100	2	4	1	20	4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		9/21/16 12:10	9/15/16	GABC	German American Bancorp, Inc.	Snowden Raymond Ward	7	4.17	59	Dir	P - Purchase	$36.85	38	16,262	0%	$1,400	2	4	1	20	4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
TRUE		9/21/16 12:26	9/15/16	GABC	German American Bancorp, Inc.	Seger Thomas W	7	4.17	59	Dir	P - Purchase	$36.85	19	357,668	0%	$700	2	4	1	20	4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE		9/21/16 10:48	9/15/16	GABC	German American Bancorp, Inc.	Ramsey Chris A	8	4.17	47	Dir	P - Purchase	$36.85	19	164,999	0%	$700	2	4	1	20	4.00	-5.00	-0.38	8.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	-0.74	3.33	20.00	7.52	47
TRUE		9/21/16 12:05	9/15/16	GABC	German American Bancorp, Inc.	Ernst Christina M	7	4.17	59	Dir	P - Purchase	$36.85	39	33,129	0%	$1,450	2	4	1	20	4.00	-4.00	0.71	7.00	27.00	-8.00	4.17	6.00	20.00	20.00	20.00	0.01	3.33	20.00	7.67	59
FALSE	M	9/16/16 19:45	9/15/16	CHCT	Community Healthcare Trust Inc	Wallace Timothy G	11	3.27	67	COB, CEO, Pres	P - Purchase	$21.30	19522	358,162	6%	$415,803	2	9	6	14	9.00	-4.00	2.64	11.00	6.00	-1.00	3.27	11.00	14.00	6.00	10.25	1.57	2.19	9.33	4.20	67
TRUE		9/19/16 12:25	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Herde Carl G	8	3.14	24	Dir	P - Purchase	$32.02	89	42,361	0%	$2,850	1	2	3	34	3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		9/19/16 12:21	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Edinger Charles R III	8	3.14	24	Dir	P - Purchase	$32.02	190	330,683	0%	$6,075	1	2	3	34	3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE	D	9/19/16 12:28	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Northern Richard	8	3.14	24	Dir	P - Purchase	$32.02	70	38,905	0%	$2,250	1	2	3	34	3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE	D	9/19/16 12:30	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Priebe Stephen M	8	3.14	24	Dir	P - Purchase	$32.02	92	13,041	1%	$2,950	1	2	3	34	3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
TRUE		9/19/16 12:32	9/15/16	SYBT	Stock Yards Bancorp, Inc.	Tasman Norman	8	3.14	24	Dir	P - Purchase	$32.02	92	369,598	0%	$2,950	1	2	3	34	3.00	-5.00	0.00	8.00	27.00	-9.00	3.14	7.00	34.00	34.00	34.00	-0.55	2.47	34.00	11.33	24
FALSE		9/16/16 16:30	9/14/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$0.92	80500	3,053,118	3%	$74,173					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
FALSE	M	9/16/16 18:33	9/14/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$5.79	900	724,458	0%	$5,207	0	-1	-1	69	16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
FALSE	M	9/16/16 17:02	9/14/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.12	20591	1,182,493	2%	$228,935	-5	0	3	11	9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE	M	9/15/16 17:02	9/14/16	LAWS	Lawson Products Inc/new/de/	King Luther Capital Management Corp	5	7.40	17	10%	P - Purchase	$16.18	5942	1,678,088	0%	$96,125	4	6	6	58	6.00	-5.00	1.60	5.00	16.00	0.00	7.40	5.00	67.00	58.00	63.00	-0.20	6.10	61.85	21.57	17
TRUE		9/14/16 17:36	9/14/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.85	500	531,163	0%	$22,425	1	1	1	41	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	D	9/14/16 12:18	9/14/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$10.91	1000	61,850	2%	$10,910	-1	1	4	51	7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
TRUE	M	9/16/16 10:49	9/14/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.67	5000	3,677,307	0%	$28,357	5	7	0	16	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		9/15/16 9:10	9/14/16	OLBK	Old Line Bancshares Inc	Graham Thomas H	4	3.50	45	Dir	P - Purchase	$19.18	2710	26,439	11%	$51,979	1	4	2	46	4.00	0.00	1.50	4.00	13.00	-1.00	3.50	4.00	46.00	46.00	46.00	1.35	3.35	46.00	15.75	45
FALSE		9/15/16 9:44	9/14/16	YORW	York Water Co	Rasmussen Steven R	10	1.33	32	Dir	P - Purchase	$28.78	21	941	2%	$600	2	8	4	26	12.00	-8.00	2.20	10.00	13.00	-5.00	1.33	9.00	26.00	26.00	26.00	-0.20	0.87	26.00	8.19	32
FALSE	M	9/15/16 8:45	9/13/16	FH	Form Holdings Corp.	Abbe Richard	4	37.75	42	Dir	P - Purchase	$2.14	24041	182,825	15%	$51,368	5	8	31	-8	24.00	4.00	11.00	4.00	48.00	29.00	37.75	4.00	2.00	-19.00	-9.00	7.50	36.23	-10.85	16.36	42
TRUE		9/14/16 11:25	9/13/16	PHX	Panhandle Oil & Gas Inc	Blanchard Paul Jr	4	11.00	62	SVP, COO	P - Purchase	$16.01	23316	218,400	12%	$373,256	0	2	11	20	6.00	2.00	4.00	2.00	11.00	11.00	11.00	1.00	20.00	20.00	20.00	3.00	11.00	20.00	12.10	62
TRUE		9/14/16 8:46	9/12/16	FH	Form Holdings Corp.	Abbe Richard	4	37.75	42	Dir	P - Purchase	$2.11	152005	158,784	>999%	$320,755	12	24	48	2	24.00	4.00	11.00	4.00	48.00	29.00	37.75	4.00	2.00	-19.00	-9.00	7.50	36.23	-10.85	16.36	42
FALSE	M	9/13/16 17:03	9/12/16	LAWS	Lawson Products Inc/new/de/	King Luther Capital Management Corp	5	7.40	17	10%	P - Purchase	$15.98	3518	1,672,146	0%	$56,229	0	6	7	64	6.00	-5.00	1.60	5.00	16.00	0.00	7.40	5.00	67.00	58.00	63.00	-0.20	6.10	61.85	21.57	17
TRUE		9/13/16 20:02	9/12/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.67	622	530,663	0%	$27,785	1	2	1	40	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		9/14/16 13:19	9/12/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$75.74	1	7,611	0%	$75	1	2	2	42	16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		9/13/16 14:17	9/12/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO, 10%	P - Purchase	$3.00	141	2,235,034	0%	$423	-2	2	0	5	9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
FALSE		9/14/16 13:17	9/12/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$75.74	1	4,670	0%	$94	1	2	2	42	16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE	M	9/14/16 16:17	9/12/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.64	5000	3,672,307	0%	$28,187	5	8	8	24	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE	M	9/14/16 16:28	9/12/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.49	38000	5,953,900	1%	$208,694	0	0	1	14	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
FALSE		9/20/16 14:25	9/12/16	FCCO	First Community Corp /sc/	Fann George H Jr	4	3.00	40	Dir	P - Purchase	$14.90	195	76,388	0%	$2,906	2	1	0	51	5.00	1.00	3.00	4.00	8.00	0.00	3.00	3.00	51.00	51.00	51.00	2.45	2.70	51.00	17.14	40
TRUE		9/13/16 11:48	9/9/16	CLCD	Colucid Pharmaceuticals, Inc.	Novo A/s	4	29.25	56	0.1	P - Purchase	$20.00	100000	3,156,563	3%	$2,000,000	3	39	67		39.00	0.00	13.00	4.00	67.00	1.00	29.25	4.00	0.00	0.00	0.00	7.10	25.03	0.00	13.93	56
FALSE	M	9/13/16 18:26	9/9/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$6.04	36100	723,158	5%	$218,004	1	1	1	65	16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
FALSE	M	9/13/16 18:05	9/9/16	SGEN	Seattle Genetics Inc /wa	Baker Felix	5	9.40	38	Dir, 10%	P - Purchase	$50.71	447311	39,647,511	1%	$22,682,934	5	5	8	30	22.00	5.00	12.40	5.00	17.00	-3.00	9.40	5.00	34.00	30.00	32.00	8.70	6.20	31.60	14.32	38
FALSE	M	9/13/16 18:42	9/9/16	LJPC	La Jolla Pharmaceutical Co	Tang Kevin C	5	7.33	14	Dir, 10%	P - Purchase	$19.82	139035	3,191,165	5%	$2,755,370	5	9	5	68	9.00	-14.00	1.00	5.00	11.00	5.00	7.33	3.00	68.00	68.00	68.00	-3.65	7.07	68.00	23.20	14
FALSE	D	9/12/16 11:25	9/9/16	LION	Fidelity Southern Corp	Shepherd W Clyde III	7	5.00	43	Dir	P - Purchase	$18.07	221	337,093	0%	$3,999	1	0	5	25	10.00	-5.00	0.20	5.00	13.00	-2.00	5.00	4.00	25.00	25.00	25.00	-0.90	3.75	25.00	9.20	43
TRUE	DM	9/14/16 14:26	9/9/16	SBCP	Sunshine Bancorp, Inc.	Weatherford Will	5	3.40	52	Dir	P - Purchase	$14.60	3776	35,027	12%	$55,124	0	0	1	32	1.00	0.00	0.20	5.00	14.00	-1.00	3.40	5.00	38.00	30.00	32.75	0.85	3.45	32.58	11.67	52
FALSE		9/8/16 11:48	9/8/16	CRBP	Corbus Pharmaceuticals Holdings, Inc.	Moran Sean F.	4	53.00	5	CFO	P - Purchase	$5.12	30800	330,110	10%	$157,696	5	31	76	87	31.00	1.00	12.50	4.00	76.00	16.00	53.00	3.00	138.00	87.00	112.50	7.20	43.50	107.40	55.41	5
TRUE	M	9/12/16 17:00	9/8/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	10%	P - Purchase	$0.77	32100	2,972,618	1%	$24,617					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	9/9/16 17:09	9/8/16	LAWS	Lawson Products Inc/new/de/	King Luther Capital Management Corp	5	7.40	17	10%	P - Purchase	$15.93	26116	1,668,628	2%	$416,141	1	1	8	67	6.00	-5.00	1.60	5.00	16.00	0.00	7.40	5.00	67.00	58.00	63.00	-0.20	6.10	61.85	21.57	17
FALSE	M	9/9/16 16:07	9/8/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.44	1146	530,041	0%	$50,924	1	2	2	41	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE	M	9/12/16 10:18	9/8/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.72	5000	3,667,307	0%	$28,586	2	9	8	19	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
FALSE		9/8/16 14:01	9/8/16	OLBK	Old Line Bancshares Inc	Suit John M II	6	3.17	29	Dir	P - Purchase	$19.92	1000	87,092	1%	$19,919	-1	-4	-4	43	4.00	-4.00	-0.33	6.00	17.00	-4.00	3.17	6.00	43.00	43.00	43.00	-0.67	2.73	43.00	14.13	29
FALSE		9/8/16 17:15	9/7/16	ESCC	Evans & Sutherland Computer Corp	Kellogg Peter R	6	18.00	6	0.1	P - Purchase	$0.72	16900	2,940,518	1%	$12,092					8.00	-1.00	3.50	6.00	22.00	5.00	18.00	6.00	0.00	0.00	0.00	2.30	14.05	0.00	7.49	6
TRUE	M	9/9/16 17:01	9/7/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.80	28155	1,161,902	2%	$332,182	1	-4	5	20	9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
FALSE		9/7/16 18:15	9/7/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$44.33	600	528,895	0%	$26,595	1	1	2	42	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		9/7/16 8:32	9/7/16	FMNB	Farmers National Banc Corp /oh/	Wallace Amber B	7	6.33	18	SVP, Chief Retail, Marketing	P - Purchase	$9.90	20	23,431	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/9/16 17:37	9/7/16	GWRS	Global Water Resources, Inc.	Levine William S	12	3.92	53	Dir, 10%	P - Purchase	$7.93	10000	6,230,287	0%	$79,300	2	4	1	11	4.00	-4.00	0.33	12.00	14.00	-4.00	3.92	12.00	11.00	11.00	11.00	0.57	2.66	11.00	4.74	53
FALSE	M	9/8/16 18:38	9/6/16	OCIP	Oci Partners LP	Sawiris Nassef	6	13.50	9	SEE REMARKS	P - Purchase	$6.04	198500	687,058	41%	$1,199,570	-1	-3	-4	58	16.00	-3.00	1.83	6.00	46.00	-4.00	13.50	6.00	69.00	58.00	64.00	0.77	12.25	62.65	25.07	9
FALSE		9/7/16 16:16	9/6/16	TEX	Terex Corp	Lousberg Kenneth D.	7	9.67	22	Pres, Terex Cranes	P - Purchase	$24.35	71	137,400	0%	$1,729	0	-6	0	26	21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		9/7/16 16:12	9/6/16	TEX	Terex Corp	Bradley Kevin	7	9.67	22	SVP, CFO	P - Purchase	$24.35	47	206,067	0%	$1,144	0	-6	0	26	21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		9/7/16 16:14	9/6/16	TEX	Terex Corp	Henry Brian J	7	9.67	22	SVP Finance, Bus Development	P - Purchase	$24.35	94	317,461	0%	$2,289	0	-6	0	26	21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
TRUE		9/7/16 16:14	9/6/16	TEX	Terex Corp	Ellis George	7	9.67	22	SVP Operations, Planning	P - Purchase	$24.35	19	241,724	0%	$463	0	-6	0	26	21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE		9/7/16 16:11	9/6/16	TEX	Terex Corp	Barr Kevin A	7	9.67	22	Senior V. P. HR	P - Purchase	$24.35	9	155,735	0%	$219	0	-6	0	26	21.00	-6.00	4.00	7.00	37.00	-1.00	9.67	6.00	26.00	26.00	26.00	0.95	10.03	26.00	13.01	22
FALSE	M	9/8/16 17:39	9/6/16	SGEN	Seattle Genetics Inc /wa	Baker Felix	5	9.40	38	Dir, 10%	P - Purchase	$48.43	414016	39,245,383	1%	$20,049,746	-1	7	8	34	22.00	5.00	12.40	5.00	17.00	-3.00	9.40	5.00	34.00	30.00	32.00	8.70	6.20	31.60	14.32	38
FALSE		9/7/16 10:07	9/6/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO	P - Purchase	$3.00	337	2,234,893	0%	$1,011	2	0	1	10	9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE		9/6/16 17:47	9/6/16	ARL	American Realty Investors Inc	Realty Advisors, LLC	7	4.83	55	10%	P - Purchase	$6.65	5555	9,336,053	0%	$36,941	1	14	35	24	27.00	-17.00	6.43	7.00	35.00	-15.00	4.83	6.00	24.00	24.00	24.00	-1.69	2.42	24.00	8.07	55
FALSE	M	9/8/16 10:19	9/6/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.67	5000	3,662,307	0%	$28,335	1	-3	4	14	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	DM	9/8/16 17:13	9/6/16	SBCP	Sunshine Bancorp, Inc.	Weatherford Will	5	3.40	52	Dir	P - Purchase	$14.57	8400	31,251	37%	$122,358	0	0	1	30	1.00	0.00	0.20	5.00	14.00	-1.00	3.40	5.00	38.00	30.00	32.75	0.85	3.45	32.58	11.67	52
TRUE	M	9/8/16 13:44	9/6/16	ITI	Iteris, Inc.	Fundamental Global Investors, LLC	13	0.77	12	Dir	P - Purchase	$3.79	200000	2,602,799	8%	$757,340	0	1	-2	33	17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
FALSE		9/6/16 14:54	9/6/16	SFBS	Servisfirst Bancshares, Inc.	Fuller Michael D.	6	-11.00	44	Dir	P - Purchase	$51.81	324	635,067	0%	$16,786	-2	-2	-2	56	1.00	-8.00	-2.00	6.00	-2.00	-16.00	-11.00	5.00	56.00	56.00	56.00	-2.90	-11.40	56.00	10.52	44
FALSE		9/7/16 16:28	9/2/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	1957	5,915,900	0%	$10,763	1	-3	-1	15	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE		9/6/16 13:42	9/2/16	CZNC	Citizens & Northern Corp	Pellegrino Frank G	7	3.50	68	Dir	P - Purchase	$21.25	93	1,952	5%	$1,976	1	0	3	15	20.00	-2.00	3.00	7.00	18.00	-5.00	3.50	6.00	15.00	15.00	15.00	1.85	2.70	15.00	6.22	68
TRUE		9/8/16 16:11	9/1/16	UMBF	Umb Financial Corp	Graves Greg M	4	7.50	63	Dir	P - Purchase	$60.46	17	17,026	0%	$1,000	-1	-3	3	29	8.00	-3.00	1.00	4.00	28.00	-4.00	7.50	4.00	29.00	29.00	29.00	0.05	6.55	29.00	11.99	63
FALSE		9/2/16 18:35	9/1/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$43.80	300	528,295	0%	$13,140	0	0	2	46	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
TRUE		9/7/16 8:20	9/1/16	FMNB	Farmers National Banc Corp /oh/	Jackson Brian E	7	6.33	18	SVP, CIO	P - Purchase	$9.90	20	15,895	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		9/7/16 8:27	9/1/16	FMNB	Farmers National Banc Corp /oh/	Paull David Z	7	6.33	18	Dir	P - Purchase	$9.90	25	34,724	0%	$248	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/7/16 8:14	9/1/16	FMNB	Farmers National Banc Corp /oh/	Culp Carl D	7	6.33	18	EVP, CFO	P - Purchase	$9.90	20	61,249	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		9/7/16 8:25	9/1/16	FMNB	Farmers National Banc Corp /oh/	Nicastro Mark A	7	6.33	18	SVP, Human Resource Dir	P - Purchase	$9.90	20	15,614	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/7/16 8:34	9/1/16	FMNB	Farmers National Banc Corp /oh/	Strollo Gregg	8	6.33	16	Dir	P - Purchase	$9.90	168	16,415	1%	$1,663	6	5	5	37	6.00	-3.00	2.38	8.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.34	5.12	37.00	13.93	16
TRUE		9/7/16 8:30	9/1/16	FMNB	Farmers National Banc Corp /oh/	Shaffer Timothy F	7	6.33	18	SVP, Regional Pres	P - Purchase	$9.90	20	20,959	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/7/16 8:24	9/1/16	FMNB	Farmers National Banc Corp /oh/	Moore Terry A	7	6.33	18	Dir	P - Purchase	$9.90	337	54,694	1%	$3,336	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		9/7/16 8:29	9/1/16	FMNB	Farmers National Banc Corp /oh/	Sabat Joseph W	7	6.33	18	VP, Controller	P - Purchase	$9.90	61	4,614	1%	$604	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/7/16 8:18	9/1/16	FMNB	Farmers National Banc Corp /oh/	Helmick Kevin J	7	6.33	18	Pres, CEO	P - Purchase	$9.90	51	115,422	0%	$505	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE		9/7/16 8:22	9/1/16	FMNB	Farmers National Banc Corp /oh/	Macali Ralph D	7	6.33	18	Dir	P - Purchase	$9.90	20	82,215	0%	$198	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
FALSE		9/7/16 8:16	9/1/16	FMNB	Farmers National Banc Corp /oh/	Gerzina Joseph A	7	6.33	18	SVP, CLO, Regional Pres	P - Purchase	$9.90	40	35,037	0%	$396	6	5	5	37	6.00	-3.00	2.43	7.00	27.00	-6.00	6.33	6.00	37.00	37.00	37.00	1.21	5.12	37.00	13.90	18
TRUE	D	9/7/16 18:19	9/1/16	DVMT	Dell Technologies Inc	Dell Michael S	4	6.25	61	CEO	P - Purchase	$27.50	836364	32,575	-104%	$23,000,010	5	1	1	34	7.00	-1.00	2.25	4.00	14.00	-2.00	6.25	4.00	34.00	34.00	34.00	1.38	4.53	34.00	12.74	61
FALSE		9/2/16 17:13	9/1/16	FRME	First Merchants Corp	Lehman Gary	7	5.86	11	Dir	P - Purchase	$27.15	61	27,585	0%	$1,667	-1	-1	-2	49	6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
TRUE		9/2/16 17:13	9/1/16	FRME	First Merchants Corp	Sherman Patrick A	7	5.86	11	Dir	P - Purchase	$27.15	18	32,209	0%	$500	-1	-1	-2	49	6.00	-2.00	1.29	7.00	25.00	-2.00	5.86	7.00	49.00	49.00	49.00	0.99	5.98	49.00	17.89	11
FALSE		9/2/16 15:39	9/1/16	RGCO	Rgc Resources Inc	Nester Paul W	9	5.78	31	VP, Treasurer, Secretary, CFO	P - Purchase	$23.50	13	3,875	0%	$300	-2	0	4	24	2.00	-5.00	-0.67	9.00	10.00	0.00	5.78	9.00	24.00	24.00	24.00	-0.73	4.39	24.00	9.25	31
TRUE		9/2/16 16:04	9/1/16	RGCO	Rgc Resources Inc	Smoot Raymond D Jr	8	5.50	30	Dir	P - Purchase	$23.50	34	22,392	0%	$800	1	2	5	26	3.00	-1.00	0.75	8.00	15.00	0.00	5.50	8.00	26.00	26.00	26.00	1.23	5.00	26.00	10.55	30
TRUE		9/2/16 11:42	9/1/16	RGCO	Rgc Resources Inc	D Orazio John S	8	4.38	39	Pres, CEO	P - Purchase	$23.50	43	17,212	0%	$1,000	-2	0	4	24	2.00	-5.00	-0.38	8.00	10.00	0.00	4.38	8.00	24.00	24.00	24.00	-0.74	3.69	24.00	8.90	39
FALSE	M	9/6/16 14:47	9/1/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.53	4900	3,657,307	0%	$27,112	-1	0	2	16	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	M	9/6/16 16:09	9/1/16	ITI	Iteris, Inc.	Fundamental Global Investors, LLC	13	0.77	12	Dir	P - Purchase	$3.67	81100	2,400,194	3%	$297,346	-2	-1	-3	28	17.00	-6.00	1.77	13.00	22.00	-8.00	0.77	13.00	33.00	28.00	30.33	0.73	0.88	29.92	9.56	12
TRUE		9/2/16 16:46	8/31/16	SRG	Seritage Growth Properties	Berkowitz Bruce R	6	12.33	69	10%	P - Purchase	$44.51	200	9,208,785	0%	$8,902	8	7	13	2	7.00	-1.00	2.80	5.00	13.00	12.00	12.33	3.00	2.00	2.00	2.00	1.80	12.32	2.00	7.12	69
FALSE	M	9/2/16 16:48	8/31/16	FSTR	Foster L B Co	Vizi Bradley	12	8.78	26	Dir, 10%	P - Purchase	$11.74	14500	1,133,747	1%	$170,225	-2	-3	2	16	9.00	-4.00	0.83	12.00	35.00	-8.00	8.78	9.00	20.00	4.00	12.00	0.82	6.84	10.40	6.70	26
TRUE		8/31/16 16:31	8/31/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$43.79	382	527,995	0%	$16,728	0	1	3	46	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		9/1/16 16:56	8/31/16	JMP	Jmp Group LLC	Jolson Joseph A	12	3.67	34	CEO, 10%	P - Purchase	$5.50	1800	5,913,943	0%	$9,897	0	1	-1	17	7.00	-3.00	0.58	12.00	13.00	-1.00	3.67	12.00	17.00	13.00	14.67	1.04	3.43	14.43	6.26	34
TRUE	M	9/2/16 14:20	8/31/16	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$8.34	696	44,789	2%	$5,806	0	1	1	27	2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
TRUE		9/6/16 15:37	8/30/16	AMNB	American National Bankshares Inc.	Hamadi Ramsey K	8	11.00	10	EVP	P - Purchase	$27.20	400	4,110	11%	$10,880	0	0	1	37	3.00	-1.00	0.88	8.00	19.00	1.00	11.00	8.00	37.00	37.00	37.00	1.29	8.70	37.00	15.71	10
TRUE		8/30/16 16:08	8/30/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	0.1	P - Purchase	$43.88	2	527,613	0%	$88	0	1	3	48	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE	M	9/1/16 10:44	8/30/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.43	3523	3,652,407	0%	$19,113	0	3	9	23	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE		8/29/16 21:27	8/29/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$44.07	855	527,611	0%	$37,680	0	1	3	45	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1
FALSE		8/31/16 12:36	8/29/16	CNBKA	Century Bancorp Inc	Evangelista Paul A	21	6.67	3	EVP	P - Purchase	$74.25	1	7,610	0%	$75	0	1	3	46	16.00	-5.00	1.05	20.00	30.00	-4.00	6.67	18.00	46.00	32.00	38.50	1.78	6.43	37.35	14.78	3
TRUE		8/31/16 12:34	8/29/16	CNBKA	Century Bancorp Inc	Sloane Barry R	18	5.75	4	CEO, Pres	P - Purchase	$74.25	1	4,669	0%	$94	0	1	3	46	16.00	-5.00	1.47	17.00	30.00	-5.00	5.75	16.00	46.00	34.00	40.67	1.54	5.63	39.13	14.86	4
TRUE		8/30/16 11:22	8/29/16	CWBC	Community West Bancshares /	Stovesand Kirk	6	2.17	60	Dir	P - Purchase	$8.38	1000	44,093	2%	$8,380	-2	-1	-1	25	2.00	-2.00	-0.17	6.00	14.00	-3.00	2.17	6.00	27.00	25.00	26.00	0.12	2.13	25.80	8.83	60
TRUE		8/26/16 10:44	8/26/16	CRBP	Corbus Pharmaceuticals Holdings, Inc.	Moran Sean F.	4	53.00	5	CFO	P - Purchase	$3.92	17900	299,310	6%	$70,168	12	10	67	138	31.00	1.00	12.50	4.00	76.00	16.00	53.00	3.00	138.00	87.00	112.50	7.20	43.50	107.40	55.41	5
FALSE		8/29/16 12:21	8/26/16	FFKT	Farmers Capital Bank Corp	Nash William C.	4	10.00	46	Dir	P - Purchase	$29.64	20	5,438	0%	$593	-1	5	4	33	5.00	3.00	3.50	4.00	13.00	4.00	10.00	4.00	37.00	33.00	35.00	3.40	8.35	34.60	15.24	46
TRUE	D	8/26/16 14:59	8/26/16	BCBP	Bcb Bancorp Inc	Coughlin Thomas Michael	4	8.25	49	Pres, CEO	P - Purchase	$11.03	467	205,203	0%	$5,151	-1	0	1	38	7.00	-1.00	1.25	4.00	15.00	1.00	8.25	4.00	38.00	38.00	38.00	0.88	6.73	38.00	14.94	49
FALSE		8/29/16 10:26	8/26/16	PRSS	Cafepress Inc.	Durham Fred E. III	15	6.20	58	CEO	P - Purchase	$2.97	3000	2,234,556	0%	$8,898	1	0	1	-1	9.00	-2.00	2.27	15.00	14.00	-3.00	6.20	15.00	10.00	-1.00	4.25	2.68	4.15	3.28	3.59	58
TRUE	D	8/26/16 15:34	8/26/16	BCBP	Bcb Bancorp Inc	Rizzo James G.	6	5.33	20	Dir	P - Purchase	$11.01	1000	60,850	2%	$11,010	-1	0	1	38	7.00	-3.00	2.33	6.00	9.00	1.00	5.33	6.00	51.00	38.00	44.50	1.02	4.37	43.20	15.35	20
FALSE	M	8/30/16 10:09	8/26/16	TIPT	Tiptree Financial Inc.	Barnes Michael Gene	60	3.68	2	Exec COB, 10%	P - Purchase	$5.35	5000	3,648,884	0%	$26,727	2	6	12	28	9.00	-6.00	1.47	60.00	14.00	-6.00	3.68	57.00	28.00	10.00	18.92	7.63	1.84	17.16	7.60	2
TRUE	D	8/30/16 14:21	8/26/16	SBCP	Sunshine Bancorp, Inc.	Weatherford Will	5	3.40	52	Dir	P - Purchase	$14.55	7500	22,851	49%	$109,125	0	0	2	31	1.00	0.00	0.20	5.00	14.00	-1.00	3.40	5.00	38.00	30.00	32.75	0.85	3.45	32.58	11.67	52
TRUE		8/25/16 16:13	8/25/16	CNBKA	Century Bancorp Inc	Filler James J	53	6.80	1	10%	P - Purchase	$43.85	2	526,756	0%	$88	0	0	3	46	15.00	-4.00	1.49	53.00	30.00	-5.00	6.80	49.00	48.00	35.00	41.83	7.30	6.15	40.37	16.64	1